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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TRAVIS FAGO

Advisor at GOLDEN STATE WEALTH MANAGEMENT, LLC

POWELL, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8884efa-f323-4c1b-2dbc-19d322e04586

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOLDEN STATE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 12, 2001
First registration: Feb 21, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4404582

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GOLDEN STATE WEALTH MANAGEMENT, LLC	Independent wealth	Sep 4, 2018	n/a	yes	POWELL, WY	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Apr 23, 2012	Sep 5, 2018	no	SAN DIEGO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 30, 2012	no	San Diego, CA\|SAN DIEGO, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 12, 2008	Jun 1, 2009	no	SAN DIEGO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 21, 2006	Nov 10, 2008	no	LA JOLLA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	GOLDEN STATE WEALTH MANAGEMENT, LLC	Sep 5, 2018	Sep 4, 2018	-1	Firm change	Ibd to RIA
MORGAN STANLEY	INDEPENDENT FINANCIAL PARTNERS	Apr 30, 2012	Apr 23, 2012	-7	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Nov 10, 2008	Nov 12, 2008	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:167995:CA:2018-09-05	Sep 5, 2018	Sep 4, 2018	SAN DIEGO, CA	Firm change

Relationships

Registered with (5)

→ GOLDEN STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Apr 23, 2012 to Sep 5, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 30, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 12, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 21, 2006 to Nov 10, 2008factForm ADV

Dated events

No dated event names this entity yet.