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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WALL ADVISORS, INC.

CRD 125272

LAKELAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c888696d-8bf6-9e8d-cb99-e51346dbdb97

Data as of Mar 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 6
On other graphs: 0
Observed: Mar 12, 2012 to Mar 10, 2023
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $208MItem 5.F on the latest filing (2023-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $207M
Private client RAUM: $183MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 453
Individual clients: 232
High net worth clients: 200
SEC number: 801-119837
CRD: 125272
Filings on the tape: 16
First filed: Mar 12, 2012
Latest filed: Mar 10, 2023
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
TARRA, SCOTT, PATRICK	CHIEF COMPLIANCE OFFICER	Na	yes	05/2022	Jun 6, 2022	Mar 10, 2023
WALL, HOSLER, LEE	President	E	yes	07/1995	Mar 12, 2012	Mar 10, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL ACCESS GROUP, INC.	n/a	n/a	n/a	N	yes	n/a
WALL TITUS LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 10, 2023	$208M	$207M	3	3	0	n/a	n/a
2021	Mar 15, 2022	$186M	$181M	3	3	0	n/a	n/a
2020	Mar 22, 2021	$126M	$122M	3	3	0	n/a	n/a
2013	Feb 18, 2014	$89.3M	$80.0M	1	1	n/a	n/a	n/a
2012	Mar 6, 2013	$157M	$156M	3	3	n/a	n/a	n/a
2011	Mar 12, 2012	$132M	$125M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$208M	$186M	12.0%	n/a	n/a	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WAVERLY ADVISORS, LLC	3	Mar 10, 2023	Feb 10, 2023	LAKELAND, FL	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← WALL, HOSLER, LEEOwnerPRESIDENT, ownership code E, individual
Mar 12, 2012 to presentfactForm ADV
← TARRA, SCOTT, PATRICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 6, 2022 to presentfactForm ADV

Registered with (6)

← HOSLER LEE WALLAdvisorregistration: previous registration
Aug 11, 1998 to Mar 10, 2023factForm ADV
← CHRISTOPHER JAMES MCGARVEYAdvisorregistration: previous registration
Jun 8, 2016 to Mar 10, 2023factForm ADV
← Thomas Allen DicesareAdvisorregistration: previous registration
Feb 13, 2018 to Mar 10, 2023factForm ADV
← CHARLES TAYLOR FOSSAdvisorregistration: previous registration
Mar 11, 2004 to Nov 20, 2013factForm ADV
← NATHAN HAROLD DUNHAMAdvisorregistration: previous registration
Mar 17, 2000 to Nov 20, 2013factForm ADV
← NICOLAS SHANE TOADVINEAdvisorregistration: previous registration
Jul 17, 2012 to Sep 26, 2013factForm ADV

Moved with (1)

→ WAVERLY ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Mar 10, 2023 to Feb 10, 2023factForm ADV

Dated events

Occurred
Mar 10, 2023
Firm absorbed
Wall Advisors, Inc.'s advisors moved to Waverly Advisors, LLC (Lakeland, FL): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Mar 10, 2023
Advisor changed firm
Thomas Allen Dicesare left Wall Advisors, Inc. for Waverly Advisors, Llc (registered 2023-02-07)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Christopher James Mcgarvey left Wall Advisors, Inc. for Waverly Advisors, Llc (registered 2023-02-08)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Hosler Lee Wall left Wall Advisors, Inc. for Waverly Advisors, Llc (registered 2023-02-10)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2022
Control person joined
Patrick Scott Tarra (Chief Compliance Officer) appeared on Schedule A of Wall Advisors, Inc.
Form ADVobserved 5 days ago
Occurred
Oct 21, 2020
First Form ADV filing
Wall Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c888696d-8bf6-9e8d-cb99-e51346dbdb97
First observed: Mar 12, 2012
Last observed: Mar 10, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WALL ADVISORS, INC.

CRD 125272

LAKELAND, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c888696d-8bf6-9e8d-cb99-e51346dbdb97

Data as of Mar 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

TARRA, SCOTT, PATRICK

CHIEF COMPLIANCE OFFICER

yes

05/2022

Jun 6, 2022

Mar 10, 2023

WALL, HOSLER, LEE

President

yes

07/1995

Mar 12, 2012

Mar 10, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL ACCESS GROUP, INC.

n/a

yes

n/a

WALL TITUS LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 10, 2023

$208M

$207M

n/a

2021

Mar 15, 2022

$186M

$181M

n/a

2020

Mar 22, 2021

$126M

$122M

n/a

2013

Feb 18, 2014

$89.3M

$80.0M

n/a

2012

Mar 6, 2013

$157M

$156M

n/a

2011

Mar 12, 2012

$132M

$125M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$208M

$186M

12.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WAVERLY ADVISORS, LLC

Mar 10, 2023

Feb 10, 2023

LAKELAND, FL

Firm absorbed

RIA to RIA

100.0%