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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

NICOLAS SHANE TOADVINE

Advisor at CALTON & ASSOCIATES, INC.

Lakeland, FL | TAMPA, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CALTON & ASSOCIATES, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 15, 1999
First registration: Sep 22, 2004
Dual registered: yes, broker-dealer
Other names: NICK TOADVINE
IAPD individual key: 3260858

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CALTON & ASSOCIATES, INC.	Independent wealth	Jun 9, 2016	n/a	yes	TAMPA, FL\|TAMPA, FL\|Lakeland, FL	Current employment
CALTON & ASSOCIATES, INC.	Independent wealth	Oct 2, 2013	May 2, 2016	no	LAKELAND, FL\|TAMPA, FL\|TAMPA, FL\|LAKELAND, FL	Previous registration
WALL ADVISORS, INC.	Former SEC adviser	Jul 17, 2012	Sep 26, 2013	no	LAKELAND, FL	Previous registration
BROOKSTONE INVESTMENT ADVISORY SERVICES	Former SEC adviser	Jan 10, 2012	Jun 20, 2012	no	LAKELAND, FL\|LAKELAND, FL\|LAKELAND, FL	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jun 28, 2006	Dec 31, 2010	no	LYNNFIELD, MA\|WINTER HAVEN, FL\|LYNNFIELD, MA\|LAKELAND, FL\|GILFORD, NH\|WINTER HAVEN, FL	Previous registration
INGRAM ADVISORY SERVICES, LLC	Independent wealth	Sep 22, 2004	Feb 2, 2012	no	WINTER HAVEN, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WALL ADVISORS, INC.	CALTON & ASSOCIATES, INC.	Sep 26, 2013	Oct 2, 2013	6	Firm change	Other
BROOKSTONE INVESTMENT ADVISORY SERVICES	WALL ADVISORS, INC.	Jun 20, 2012	Jul 17, 2012	27	Firm change	Other
INGRAM ADVISORY SERVICES, LLC	INVESTORS CAPITAL ADVISORY	Feb 2, 2012	Jun 28, 2006	-2,045	Firm change after gap	Other
INVESTORS CAPITAL ADVISORY	BROOKSTONE INVESTMENT ADVISORY SERVICES	Dec 31, 2010	Jan 10, 2012	375	Firm change	Other

Relationships

Registered with (5)

→ CALTON & ASSOCIATES, INC.Registered adviserregistration: previous registration
Oct 2, 2013 to May 2, 2016factForm ADV
→ WALL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 17, 2012 to Sep 26, 2013factForm ADV
→ BROOKSTONE INVESTMENT ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 10, 2012 to Jun 20, 2012factForm ADV
→ INGRAM ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 22, 2004 to Feb 2, 2012factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jun 28, 2006 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.