DFX Intelligence
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Advisor at E•• F•••••••• A•••••••
HAUPPAUGE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• F•••••••• A••••••• | Independent wealth | Mar 24, 2023 | n/a | yes | HAUPPAUGE, NY | Current employment |
| F•• S••••••••• C••••••••• | Former SEC adviser | Apr 26, 2021 | Mar 29, 2023 | no | ATLANTA, GA|NORTH BABYLON, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• S••••••••• C••••••••• | E•• F•••••••• A••••••• | Mar 29, 2023 | Mar 24, 2023 | -5 | Firm change | Ibd to ibd |