DFX Intelligence

A••• B••••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••• B••••••• C•••••

Advisor at L•• F•••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:c89dcb53-8fc3-80ab-3fff-43b9285e58ab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 18, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 3, 2023	n/a	yes	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 13, 2016	May 3, 2023	no	Carpinteria, CA\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	L•• F•••••••• L••	May 3, 2023	Apr 3, 2023	-30	Firm change	RIA to ibd
M••••• S••••••	P••••••••• S••••••••• C•••••••••	Oct 21, 2016	Oct 13, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
11869:6413:AZ:2023-05-03	May 3, 2023	Apr 3, 2023	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Apr 3, 2023 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 13, 2016 to May 3, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 25, 2013 to Oct 21, 2016factForm ADV
→ V••• W••••• M••••••••• P•••

Dated events

Occurred
May 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c89dcb53-8fc3-80ab-3fff-43b9285e58ab
First observed: May 18, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.