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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

VORA WEALTH MANAGEMENT, PLLC

CRD 153559

FLAGSTAFF, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2349282-1d2c-3b54-39d3-1f689a8734eb

Data as of Apr 4, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 4
On other graphs: 0
Observed: Oct 1, 2021 to Apr 4, 2024
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $74.8MItem 5.F on the latest filing (2024-04-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $74.8M
Private client RAUM: $69.3MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,065
Individual clients: 593
High net worth clients: 6
SEC number: 801-122599
CRD: 153559
Filings on the tape: 20
First filed: Oct 1, 2021
Latest filed: Apr 4, 2024
Organised: Limited Liability Company, Arizona
Website: vorawealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VORA HOLDINGS, LLC	PASSIVE OWNER	E	yes	06/2014	Oct 1, 2021	Apr 4, 2024
VORA, DHARMESH, VIRENDRA	MANAGING MEMBER	E	yes	06/2014	Oct 1, 2021	Apr 4, 2024
VORA, DHARMESH, VIRENDRA	CHIEF COMPLIANCE OFFICER	Na	yes	10/2010	Oct 1, 2021	Apr 4, 2024
OM LAXMI, INC	DIRECT OWNER	Na	no	06/2014	Jul 28, 2023	Apr 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 15, 2022	$139M	$139M	3	3	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$74.8M	n/a	n/a	n/a	n/a	1	n/a	1	n/a

Relationships

Controls (2)

← VORA, DHARMESH, VIRENDRAOwnerMANAGING MEMBER, ownership code E, individual
Oct 1, 2021 to presentfactForm ADV
← VORA HOLDINGS, LLCOwnerPASSIVE OWNER, ownership code E, domestic entity
Oct 1, 2021 to presentfactForm ADV

Owns (1)

← OM LAXMI, INCOwnerDIRECT OWNER, ownership code NA, domestic entity
Jul 28, 2023 to presentfactForm ADV

Registered with (11)

← MICHAEL KENNETH HERRMANNAdvisorregistration: previous registration
Apr 27, 2021 to Nov 1, 2023factForm ADV
← Joseph Frank LynchAdvisorregistration: previous registration
Dec 23, 2021 to Oct 18, 2023factForm ADV
← Zachary WaldonAdvisorregistration: previous registration
Feb 17, 2023 to Aug 8, 2023factForm ADV
← TANNER RAY BORTNEMAdvisorregistration: previous registration
Mar 4, 2019 to Mar 3, 2020factForm ADV
← Marti Lynne BryantAdvisorregistration: previous registration
Aug 13, 2015 to Jan 4, 2016factForm ADV
← DAVID CHADWICK SCHILLERAdvisorregistration: previous registration
Dec 6, 2013 to Aug 25, 2014factForm ADV
← SEAN ROBERT BALOGAdvisorregistration: previous registration
Aug 17, 2012 to Jul 22, 2014factForm ADV
← ELIZABETH ANNE OTTERSBERGAdvisorregistration: previous registration
Aug 2, 2013 to Jul 22, 2014factForm ADV
← JAMES MICHAEL GARBERAdvisorregistration: previous registration
Aug 17, 2012 to Jul 22, 2014factForm ADV
← COLIN JOSEPH HUGHESAdvisorregistration: previous registration
Feb 9, 2012 to May 2, 2014factForm ADV
← ADAM BENJAMIN CARLATAdvisorregistration: previous registration
May 18, 2012 to Feb 11, 2013factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
Michael Kenneth Herrmann left Vora Wealth Management, Pllc for Simplicity Wealth (registered 2023-11-13)
Form ADVobserved 5 days ago
Occurred
Oct 18, 2023
Advisor changed firm
Joseph Frank Lynch left Vora Wealth Management, Pllc for Sowell Management (registered 2023-10-20)
Form ADVobserved 5 days ago
Occurred
Aug 8, 2023
Advisor changed firm
Zachary Waldon left Vora Wealth Management, Pllc for Equitable Advisors, Llc (registered 2023-09-07)
Form ADVobserved 5 days ago
Occurred
Oct 1, 2021
First Form ADV filing
Vora Wealth Management, Pllc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b2349282-1d2c-3b54-39d3-1f689a8734eb
First observed: Oct 1, 2021
Last observed: Apr 4, 2024 29 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VORA WEALTH MANAGEMENT, PLLC

CRD 153559

FLAGSTAFF, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2349282-1d2c-3b54-39d3-1f689a8734eb

Data as of Apr 4, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:30 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VORA HOLDINGS, LLC

PASSIVE OWNER

yes

06/2014

Oct 1, 2021

Apr 4, 2024

VORA, DHARMESH, VIRENDRA

MANAGING MEMBER

yes

06/2014

Oct 1, 2021

Apr 4, 2024

VORA, DHARMESH, VIRENDRA

CHIEF COMPLIANCE OFFICER

yes

10/2010

Oct 1, 2021

Apr 4, 2024

OM LAXMI, INC

DIRECT OWNER

06/2014

Jul 28, 2023

Apr 4, 2024

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 15, 2022

$139M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$74.8M

n/a