DFX Intelligence

C••••• B•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

C••••• B•••• T••••••

Advisor at R••••••• W••••• M••••••••• L••

OKLAHOMA CITY, OK

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Search this name across graphsid dfx:ria:c8a29bc0-cc09-a31e-a4c9-59a6a83fbcb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• M••••••••• L••	Independent wealth	Jan 7, 2021	n/a	yes	OKLAHOMA CITY, OK	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 9, 2018	Dec 6, 2021	no	EDMOND, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R••••••• W••••• M••••••••• L••	Dec 6, 2021	Jan 7, 2021	-333	Firm change after gap	Ibd to RIA
E•••••••• A•••••••• L••	L•• F•••••••• L••	Oct 9, 2018	Oct 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:311525:OK:2021-12-06	Dec 6, 2021	Jan 7, 2021	EDMOND, OK	Firm change after gap

Relationships

Registered with (5)

→ R••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 7, 2021 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 9, 2018 to Dec 6, 2021factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 5, 2010 to Oct 9, 2018factForm ADV
→ A••••• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8a29bc0-cc09-a31e-a4c9-59a6a83fbcb9
First observed: Jan 17, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.