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Advisor at LPL FINANCIAL LLC
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 6, 2025 | n/a | yes | SPOKANE, WA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 7, 2022 | Feb 11, 2025 | no | COEUR D'ALENE, ID|SPOKANE, WA | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Nov 13, 2013 | Apr 14, 2022 | no | Spokane, WA|RITZVILLE, WA|Spokane, WA|SPOKANE, WA|SPOKANE, WA|Spokane, WA|Post Falls, ID|POTLATCH, ID|Coeur d'Alene, ID|KELLOGG, ID|Sandpoint, ID|PINEHURST, ID|MOSCOW, ID|COEUR D'ALENE, ID|PRIEST RIVER, ID|Saint Maries, ID|Coeur D'Alene, ID|WALLACE, ID|Spokane Valley, WA|Coeur d'Alene, ID|COEUR D'ALENE, ID|Pinehurst, ID | Previous registration |
| EDWARD JONES | National bd RIA | Jun 3, 2013 | Oct 8, 2013 | no | ST LOUIS, MO|SPOKANE, WA|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Feb 11, 2025 | Feb 6, 2025 | -5 | Firm change | Wirehouse to ibd |
| U.S. BANCORP INVESTMENTS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 14, 2022 | Apr 7, 2022 | -7 | Firm change | Ibd to wirehouse |
| EDWARD JONES | U.S. BANCORP INVESTMENTS, INC. | Oct 8, 2013 | Nov 13, 2013 | 36 | Firm change | Other |