DFX Intelligence

G•••••• W•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

G•••••• W•••••• R•••••

Advisor at V••••••••• A••••••• S•••••••

Malvern, PA | WOODBURY, NY

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Search this name across graphsid dfx:ria:c8ae822a-5924-411d-625e-1f857a94395d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 9, 1988 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Sep 11, 2025	n/a	yes	Malvern, PA\|WOODBURY, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Dec 12, 2024	Sep 18, 2025	no	BALA CYNWYD, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	V••••••••• A••••••• S•••••••	Sep 18, 2025	Sep 11, 2025	-7	Firm change	Ibd to ibd
R•••••• J•••• • A••••••••• I•••	E•••••••• A•••••••• L••	Jun 12, 2002	Dec 12, 2024

Relationships

Registered with (3)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2024 to Sep 18, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 9, 1988 to Jun 12, 2002factForm ADV

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8ae822a-5924-411d-625e-1f857a94395d
First observed: Oct 9, 1988
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.