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Advisor at DAVENPORT & COMPANY LLC
RICHMOND, VA | Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DAVENPORT & COMPANY LLC | Bd affiliated wealth | Dec 8, 2021 | n/a | yes | RICHMOND, VA|Fort Lauderdale, FL | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 20, 2021 | Nov 16, 2021 | no | BOCA RATON, FL | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 29, 2019 | Nov 16, 2021 | no | BOCA RATON, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Feb 13, 2017 | May 20, 2021 | no | Boca Raton, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 13, 2015 | Jan 10, 2017 | no | PLANTATION, FL|MIAMI, FL|AVENTURA, FL|PINECREST, FL|SUNNY ISLES BEACH, FL|MIAMI, FL|AVENTURA, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 16, 2013 | Oct 7, 2015 | no | FORT MILL, SC|CHARLOTTE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 3, 2012 | Jul 9, 2013 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | CETERA ADVISOR NETWORKS LLC | Nov 16, 2021 | May 20, 2021 | -180 | Firm change after gap | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | DAVENPORT & COMPANY LLC | Nov 16, 2021 | Dec 8, 2021 | 22 | Firm change | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | CETERA INVESTMENT ADVISERS LLC | May 20, 2021 | Jan 29, 2019 | -842 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | SUMMIT FINANCIAL GROUP INC | Jan 10, 2017 | Feb 13, 2017 | 34 | Firm change | Other |
| LPL FINANCIAL LLC | J.P. MORGAN SECURITIES LLC | Oct 7, 2015 | Oct 13, 2015 | 6 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Jul 9, 2013 | Jul 16, 2013 | 7 | Firm change | Other |