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L• P••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

L• P••• G•••

Advisor at S••••• • S••••

Plano, TX | Renton, WA

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Search this name across graphsid dfx:ria:c8c08f59-0124-019a-0533-7fd50fab7ee6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• • S••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 6, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• • S••••	Independent wealth	Aug 31, 2022	n/a	yes	Renton, WA\|Plano, TX	Current employment
S••••• • S••••	Independent wealth	May 3, 2022	May 4, 2022	no	Renton, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P• G••••• W••••• M••••••••• I•••	G•• C•••••• M••••••••• L••	Aug 28, 2022	Dec 8, 2021	-263	Firm change after gap	Other
G•• C•••••• M••••••••• L••	S••••• • S••••	Aug 17, 2022

Relationships

Registered with (5)

→ S••••• • S••••Registered adviserregistration: previous registration
May 3, 2022 to May 4, 2022factForm ADV
→ P• G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2011 to Aug 28, 2022factForm ADV
→ G•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2021 to Aug 17, 2022factForm ADV
→ O••• I••••••••• M••••••••• L••

Dated events

Occurred
Aug 28, 2022
Advisor changed firm
L• P••• G••• left P• G••••• W••••• M••••••••• I••• for G•• C•••••• M••••••••• L•• (registered 2021-12-08)
Form ADVobserved 6 days ago
Occurred
Aug 17, 2022
Advisor changed firm
L• P••• G••• left G•• C•••••• M••••••••• L•• for S••••• • S•••• (registered 2022-05-03)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8c08f59-0124-019a-0533-7fd50fab7ee6
First observed: Sep 23, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.