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STRAIT & SOUND WEALTH MANAGEMENT LLC, CRD 309306
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| DANIEL ALLEN BARNES | Chartered Financial Analyst | SAN FRANCISCO, CA | Seattle, WA | 6 | 20 | 4 | no |
| TODD ALAN SIXT | n/a | San Francisco, CA | 5 | 29 | 10 | no |
| CORY BRETT BAER | n/a | SAN FRANCISCO, CA | Bellevue, WA | 5 | 13 | 3 | no |
| Gilbert Kenneth Wiseman | n/a | Meridian, ID | 5 | 10 | n/a | no |
| LI PING GUAY | n/a | Plano, TX | Renton, WA | 4 | 26 | 5 | no |
| MITCHELL HAROLD FREEDMAN | n/a | Bellevue, WA | 3 | 30 | 1 | no |
| William J Romig | Chartered Financial Analyst | Renton, WA | 0 | 28 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAER, CORY, BRETT | MANAGING MEMBER | E | yes | 02/2020 | Mar 29, 2021 | Mar 30, 2024 |
| BAER, CORY, BRETT | CHIEF BUSINESS DEVELOPMENT OFFICER | Na | yes | 01/2021 | Mar 29, 2021 | Mar 30, 2024 |
| BARNES, DANIEL, ALLEN | MANAGING MEMBER | E | yes | 03/2021 | May 11, 2020 | Mar 30, 2024 |
| BARNES, DANIEL, ALLEN | CHIEF INVESTMENT OFFICER | Na | yes | 10/2020 | May 11, 2020 | Mar 30, 2024 |
| Lee, Melanie, Minh | Member | D | yes | 09/2016 | Oct 5, 2020 | Mar 30, 2024 |
| Lee, Melanie, Minh | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2022 | Oct 5, 2020 | Mar 30, 2024 |
| SIXT, TODD, ALAN | Member | D | yes | 09/2016 | Oct 5, 2020 | Mar 30, 2024 |
| SIXT, TODD, ALAN | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2020 | Oct 5, 2020 | Mar 30, 2024 |
| HAMILTON ADVISORS LLC | Member | D | no | 10/2020 | Oct 5, 2020 | Mar 30, 2024 |
| THREE BAER'S HOLDING LLC | Member | C | no | 01/2021 | Mar 29, 2021 | Mar 30, 2024 |
| UNCOMMON COUNSEL LLC | Member | B | no | 03/2021 | Jan 11, 2022 | Mar 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PAIR LENDING LLC | n/a | State registered | $80,836 | N | no | n/a |
| MITCH FREEDMAN PS | n/a | n/a | n/a | N | no | n/a |
| PAIR CAPITAL WEALTH MANAGEMENT, LLC | n/a | State registered | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Burlingame | CA | United States | 1 | no |
| Bellevue | Wa | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $334M | $334M | 10 | 9 | 8 | n/a | n/a |
| 2024 | Mar 31, 2025 | $304M | $288M | 8 | 7 | 6 | n/a | n/a |
| 2023 | Mar 30, 2024 | $248M | $242M | 8 | 7 | 6 | n/a | n/a |
| 2022 | Mar 31, 2023 | $179M | $179M | 7 | 6 | 5 | n/a | n/a |
| 2021 | Mar 28, 2022 | $127M | $108M | 5 | 4 | 3 | n/a | n/a |
| 2020 | Mar 29, 2021 | $102M | $102M | 4 | 3 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $334M | $304M | 9.8% | $179M | 23.1% | 10 | 8 | 8 | 6 |