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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JOHN JOSEPH FRYE

Advisor at OSAIC WEALTH, INC.

LAS CRUCES, NM

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 14, 1997
First registration: Oct 4, 2001
Dual registered: yes, broker-dealer
Other names: JOHN J FRYE
IAPD individual key: 2831584

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	LAS CRUCES, NM	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	May 13, 2016	Nov 2, 2018	no	PANAMA CITY BEACH, FL\|LAS CRUCES, NM\|BOSTON, MA\|LAFAYETTE, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 25, 2007	May 13, 2016	no	RENO, NV\|ST. PETERSBURG, FL\|WEST MONROE, LA\|ST. PETERSBURG, FL\|ST. PETERSBURG, FL\|ST. PETERSBURG, FL\|PANAMA CITY BEACH, FL	Previous registration
WADDELL & REED	Former SEC adviser	Nov 3, 2005	Jan 22, 2007	no	RENO, NV	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 6, 2003	Oct 7, 2005	no	RENO, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 4, 2001	Feb 24, 2003	no	RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	SIGNATOR INVESTORS, INC.	May 13, 2016	May 13, 2016	0	Bulk transfer	Other
WADDELL & REED	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jan 22, 2007	Jan 25, 2007	3	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	WADDELL & REED	Oct 7, 2005	Nov 3, 2005	27	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Feb 24, 2003	Mar 6, 2003	10	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
May 13, 2016 to Nov 2, 2018factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2007 to May 13, 2016factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 3, 2005 to Jan 22, 2007factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 6, 2003 to Oct 7, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 4, 2001 to Feb 24, 2003factForm ADV

Dated events

No dated event names this entity yet.