DFX Intelligence

P••• R•••• C•••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P••• R•••• C•••••• M••••••••• L•••

CRD 133720

MINNETONKA, MN

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Search this name across graphsid dfx:ria:c8c57fad-85c5-599b-6f33-b60186499856

Data as of Jun 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 10
On other graphs: 1
Observed: Mar 29, 2012 to Jun 16, 2026
71 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

P••• R•••• C•••••• M••••••••• L•••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $47B••• Locked
Discretionary RAUM: $47B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 31

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••• R•••• M••••••••• M••••• F••• L•••	Hedge Fund	$4.7B	Nov 21, 2024	4	Mar 31, 2023	reported	021-462834
S••••• S•••• F••• I•• L•••	Hedge Fund	$2.0B	Feb 4, 2014

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• N•••••	Partner	Na	yes	06/2006	Mar 29, 2012	Nov 21, 2024
N••••••• N•••••••• B••••	PARTNER, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER	Na	yes	04/2016	Apr 4, 2016	Nov 21, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	4	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$47B	$24B	94.9%	$3.6B	135.0%	31	33	1	1

Relationships

Advises (44)

→ P••• R•••• M•••••••• M••••• F••• L•••Private fundHedge Fund, IA
Feb 22, 2019 to presentfactForm ADV
→ P••• R•••• M••••••••• M••••• F••• L•••Private fundHedge Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ P••• R•••• M••••• FUND LTD.Private fundHedge Fund, IA
Mar 29, 2012 to presentfactForm ADV
→ P••• R•••• R••••••• V•••• R•••• M••••• F••• L•••

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
P••• R•••• C•••••• M••••••••• L••• reported RAUM $46.9B, up 95% from $24.1B (2026-01-12 to 2026-03-31)
Form ADVobserved 7 days ago
$22.8B
Occurred
Mar 28, 2025
Regulatory AUM changed
P••• R•••• C•••••• M••••••••• L••• reported RAUM $24.1B, up 147% from $9.7B (2024-11-21 to 2025-03-28)
Form ADVobserved 7 days ago
$14.3B
Occurred
Mar 29, 2024
Regulatory AUM changed
P••• R•••• C•••••• M••••••••• L••• reported RAUM $9.7B, up 169% from $3.6B (2023-08-17 to 2024-03-29)
Form ADVobserved 7 days ago
$6.1B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8c57fad-85c5-599b-6f33-b60186499856
First observed: Mar 29, 2012
Last observed: Jun 16, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.