DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pine River Capital Management L.P.
Latest filing Jun 16, 2026
First filing on the tape Mar 29, 2012 · 71 filings
SEC status approved since Jan 19, 2006
RAUM
$47B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
71 filings and snapshots on the tape
RAUM$47B as of Jun 16, 2026
Mar 29, 2012$45B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Mar 29, 20120 then
Employees (5.A)31 as of Jun 16, 2026
Apr 1, 2013345 then
Private funds2 as of Jun 16, 2026
Mar 29, 201219 then
RAUM +95% over the last fiscal year+135% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $6.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +95%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $6.0B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$47B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.0B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
44 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pine River Multi-Strategy Master Fund Ltd. | Hedge Fund | $4.7B | 4 | Mar 31, 2023 |
| Silver Sands Fund III Ltd.no longer reported | Hedge Fund | $2.0B | 1 | Mar 29, 2012 |
| Pine River Relative Value Rates Master Fund Ltd.no longer reported | Hedge Fund | $698M | 2 | Mar 26, 2020 |
| Pine River Ultra Master Fund Ltd.no longer reported | Hedge Fund | $678M | 22 | Aug 25, 2014 |
| Pine River Liquid Mortgage Master Fund Ltd.no longer reported | Hedge Fund | $464M | 8 | Mar 29, 2012 |
| Pine River Crosby Fund Ltd.no longer reported | Hedge Fund | $421M | 8 | Mar 29, 2012 |
| Pine River Baxter Fund Ltd.no longer reported | Hedge Fund | $321M | 2 | Mar 29, 2012 |
| Pine River Credit Relative Value Master Fund Ltd.no longer reported | Hedge Fund | $308M | 16 | Mar 29, 2012 |
| Pine River Garrison Fund LLCno longer reported | Hedge Fund | $250M | 1 | Sep 25, 2017 |
| Ishin Mac 90 Ltd.no longer reported | Hedge Fund | $224M | 1 | Mar 29, 2012 |
| Marketplace Investing II Sf 2016, LLCno longer reported | Hedge Fund | $205M | 2 | Jul 29, 2016 |
| Pine River Financial Services Master Fund Ltd.no longer reported | Hedge Fund | $181M | 15 | Mar 29, 2012 |
| Pine River Tail Hedge Master Fund Ltd.no longer reported | Hedge Fund | $175M | 16 | Mar 29, 2012 |
| Pine River Asia Master Fund Ltd.no longer reported | Hedge Fund | $149M | 1 | Mar 29, 2012 |
| Pine River Ely Fund Ltd.no longer reported | Hedge Fund | $128M | 1 | Nov 27, 2012 |
| Pine River 1740 Tactical Fund Ltd.no longer reported | Hedge Fund | $122M | 2 | Aug 12, 2013 |
| Pine River Augusta Master Fund Ltd.no longer reported | Hedge Fund | $120M | 17 | Nov 3, 2016 |
| Marketplace Investing II, LLCno longer reported | Hedge Fund | $102M | 3 | Feb 22, 2016 |
| Pine River Volatility Arbitrage Master Fund Ltd.no longer reported | Hedge Fund | $58.3M | 1 | Apr 10, 2017 |
| Pine River Opportunistic Credit Master Fund L.P.no longer reported | Hedge Fund | $53.1M | 22 | Mar 29, 2012 |
| Pine River Structured Credit Opportunities Master Fund L.P.no longer reported | Hedge Fund | $53.0M | 8 | Nov 27, 2012 |
| Pine River Structured Credit Opportunities Master Fund II L.P.no longer reported | Hedge Fund | $51.5M | 7 | Nov 20, 2014 |
| Pine River 1740 Fund Ltd.no longer reported | Hedge Fund | $46.6M | 2 | Nov 16, 2015 |
| Pine River Municipal Master Fund Ltd. | Hedge Fund | $45.6M | 9 | Feb 22, 2019 |
| Marketplace Investing, LLCno longer reported | Hedge Fund | $42.7M | 3 | Nov 16, 2015 |
| Crossover Master L.P.no longer reported | Hedge Fund | $42.4M | 12 | Aug 25, 2014 |
| Pine River Aviation Corporation IIno longer reported | Hedge Fund | $36.1M | 5 | Feb 26, 2014 |
| Boscombe Lux Holdings S.A R.L.no longer reported | Hedge Fund | $33.8M | 2 | Sep 20, 2016 |
| Pine River Master Fund Ltd. | Hedge Fund | $25.7M | 119 | Mar 29, 2012 |
| Pine River Cosain Fund Ltd.no longer reported | Hedge Fund | $22.9M | 2 | Nov 27, 2012 |
| Pine River Special Opportunities Operating Master Fund LLCno longer reported | Hedge Fund | $20.8M | 48 | Aug 17, 2015 |
| Pine River Baxter Fund LLCno longer reported | Hedge Fund | $16.7M | 7 | Dec 15, 2016 |
| Nisswa Acquisition Master Fund Ltd.no longer reported | Hedge Fund | $15.0M | 2 | Mar 29, 2012 |
| Silver Sands Fund II LLCno longer reported | Hedge Fund | $10.6M | 2 | Mar 29, 2012 |
| Pine River Fixed Income Master Fund Ltd.no longer reported | Hedge Fund | $7.0M | 139 | Mar 29, 2012 |
| Pepin Holdings, LLCno longer reported | Hedge Fund | $6.8M | 4 | Nov 16, 2015 |
| Pine River China Master Fund Ltd.no longer reported | Hedge Fund | $2.4M | 56 | Nov 20, 2013 |
| Pine River Deerwood Fund Ltd.no longer reported | Hedge Fund | $1.6M | 1 | Mar 29, 2012 |
| Pine River Convertibles Master Fund Ltd.no longer reported | Hedge Fund | $700,684 | 1 | Mar 29, 2012 |
| Ishin Master Fund (Mauritius) Limitedno longer reported | Hedge Fund | $56,997 | 1 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Nikhil Mankodi · Partnercontrolsince 06/2006 · owns less than 5%
- Bruce Nicholas Nusbaum · Partner, Chief Financial Officer & Chief Operating Officercontrolsince 04/2016 · owns less than 5%
- Ann Elizabeth Olney Arms · Chief Compliance Officer And Head Of Legalcontrolsince 07/2016 · owns less than 5%
- Bennett Philip Prince · Partner, Head Of Treasurycontrolsince 03/2017 · owns less than 5%
- Antony Paul Richardson · Partner, Chief Risk Officercontrolsince 04/2013 · owns less than 5%
- Meyer William Roth · Partnercontrolsince 01/2012 · owns less than 5%
- Edwin Thomas Siering · Partnercontrolsince 07/2006 · owns less than 5%
- Curtis Brian Taylor · Partner, Chief Executive Officer & Chief Investment Officercontrolsince 02/2002 · owns less than 5%
- Curtis Brian Taylor · Limited Partnercontrolsince 01/2015 · owns 50% to 75% of Pine River Holdings L.P.
- Curtis Brian Taylor · Managercontrolsince 01/2015 · owns 75% or more of Pine River Capital Management LLC
Entity owners
- Pine River Capital Management LLC · General Partner Of Pine River Capital Management L.P.direct · owns less than 5%
- Pine River Holdings L.P. · Limited Partner Of Pine River Capital Management L.P.direct · owns 75% or more
- Pine River Capital Management LLC · General Partnerindirect · owns F of Pine River Holdings L.P.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $24,052,614,047 to $46,868,139,376 (+95.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (471 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (471) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 9 to 7Jan 12, 2026 to Mar 31, 2026
- Advisory employees · 15 to 14Jan 12, 2026 to Mar 31, 2026
- Pooled vehicle clients · 9 to 7Jan 12, 2026 to Mar 31, 2026
- Assets in custody · $4.1B to $6.0BJan 12, 2026 to Mar 31, 2026
- Employees · 33 to 31Jan 12, 2026 to Mar 31, 2026
- Discretionary RAUM · $24B to $47BJan 12, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $24B to $47BJan 12, 2026 to Mar 31, 2026
- RAUM · $24B to $47BJan 12, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 0Jun 17, 2025 to Oct 1, 2025
- Accounts · 13 to 9Nov 21, 2024 to Mar 28, 2025
- Advisory employees · 16 to 15Nov 21, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 9Nov 21, 2024 to Mar 28, 2025
- Assets in custody · $4.7B to $4.1BNov 21, 2024 to Mar 28, 2025
- Employees · 34 to 33Nov 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $9.7B to $24BNov 21, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $9.7B to $24BNov 21, 2024 to Mar 28, 2025
- RAUM · $9.7B to $24BNov 21, 2024 to Mar 28, 2025
- Advisory employees · 15 to 16Mar 29, 2024 to Nov 21, 2024
- Employees · 33 to 34Mar 29, 2024 to Nov 21, 2024
- Private funds · 3 to 2Mar 29, 2024 to Nov 21, 2024
- Accounts · 20 to 13Aug 17, 2023 to Mar 29, 2024
- Advisory employees · 12 to 15Aug 17, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Aug 17, 2023 to Mar 29, 2024
- Pooled vehicle clients · 20 to 13Aug 17, 2023 to Mar 29, 2024
- Assets in custody · $2.2B to $4.7BAug 17, 2023 to Mar 29, 2024
- Employees · 31 to 33Aug 17, 2023 to Mar 29, 2024
- Private funds · 5 to 3Aug 17, 2023 to Mar 29, 2024
- Discretionary RAUM · $3.6B to $9.7BAug 17, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.6B to $9.7BAug 17, 2023 to Mar 29, 2024
- RAUM · $3.6B to $9.7BAug 17, 2023 to Mar 29, 2024
- Advisory employees · 11 to 12May 24, 2023 to Aug 17, 2023
- Employees · 29 to 31May 24, 2023 to Aug 17, 2023
- Related bank · true to falseMay 24, 2023 to Aug 17, 2023
- Accounts · 17 to 20Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 10 to 11Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 17 to 20Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.6B to $2.2BMar 31, 2022 to Mar 31, 2023
- Employees · 28 to 29Mar 31, 2022 to Mar 31, 2023
- Private funds · 6 to 5Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.6B to $3.6BMar 31, 2022 to Mar 31, 2023
Signals
10 dated events
- Pine River Capital Management L.P. reported RAUM $46.9B, up 95% from $24.1B (2026-01-12 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Pine River Capital Management L.P. reported RAUM $24.1B, up 147% from $9.7B (2024-11-21 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Pine River Capital Management L.P. reported RAUM $9.7B, up 169% from $3.6B (2023-08-17 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Pine River Capital Management L.P. reported RAUM $3.6B, up 124% from $1.6B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Pine River Capital Management L.P. reported RAUM $1.6B, down 38% from $2.6B (2022-01-06 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Pine River Capital Management L.P. reported RAUM $2.6B, down 94% from $40.9B (2021-01-06 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- William John Timothy O'Brien (General Counsel And Co-Chief Operating Officer) no longer on Schedule A of Pine River Capital Management L.P. (listed 2019-03-27, absent 2019-06-03)Jun 3, 2019 · Control person left · inference
- Brigham James Clark (Co-Chief Investment Officer) no longer on Schedule A of Pine River Capital Management L.P. (listed 2019-03-27, absent 2019-06-03)Jun 3, 2019 · Control person left · inference
- Walter Aaron Yeary (President Of Pine River Capital Management L.P.) no longer on Schedule A of Pine River Capital Management L.P. (listed 2018-07-05, absent 2019-02-22)Feb 22, 2019 · Control person left · inference
- Pine River Capital Management L.P. reported RAUM $29.1B, down 65% from $82.8B (2018-01-05 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pine-river-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PRCM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-238-3300reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026