DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
TEMPE, AZ | LAVEEN, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 11, 2026 | n/a | yes | LAVEEN, AZ|TEMPE, AZ | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Dec 3, 2025 | Aug 3, 2026 | no | LAVEEN, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 4, 2024 | Jun 12, 2025 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | LPL FINANCIAL LLC | Aug 3, 2026 | Aug 11, 2026 | 8 | Firm change | Ibd to ibd |
| MORGAN STANLEY | STRATEGIC ADVISERS LLC | Jun 12, 2025 | Dec 3, 2025 | 174 | Firm change | Wirehouse to ibd |