RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• A•••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 11, 2026 · Laveen, Az
- S•••••••• A••••••• L•• national BDDec 3, 2025 to Aug 3, 2026 · Laveen, Az
- M••••• S•••••• wirehouseJun 4, 2024 to Jun 12, 2025 · Gilbert, Az
- S•••••••• A••••••• L•• to L•• F•••••••• L••left Aug 3, 2026, registered Aug 11, 2026 (8 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to S•••••••• A••••••• L••left Jun 12, 2025, registered Dec 3, 2025 (174 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• A••••• left S•••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2026-08-11)Aug 3, 2026 · Advisor changed firm · fact
- C•••••••• A••••• left M••••• S•••••• for S•••••••• A••••••• L•• (registered 2025-12-03)Jun 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address