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Advisor at WELLS FARGO ADVISORS
ROSEVILLE, CA | RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 2, 2025 | n/a | yes | RENO, NV|ROSEVILLE, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | May 6, 2025 | no | SACRAMENTO, CA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 26, 2017 | Jun 29, 2023 | no | SACRAMENTO, CA|RANCHO CORDOVA, CA|SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | WELLS FARGO ADVISORS | May 6, 2025 | May 2, 2025 | -4 | Firm change | Ibd to wirehouse |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:11025:CA:2025-05-06 | May 6, 2025 | May 2, 2025 | SACRAMENTO, CA | Firm change |