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C••• A• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C••• A• S•••••

Advisor at S••••• F••••••••• L•••

EDWARDSVILLE, IL

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Search this name across graphsid dfx:ria:3017dc7b-dee7-cd4c-3f20-fc0cbbea866c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L•••	Independent wealth	May 29, 2009	n/a	yes	EDWARDSVILLE, IL	Current employment
B••••••••• C•••••• M••••••••• L••	Independent wealth	Jan 4, 2010	Feb 18, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	n/a	Feb 18, 2010	n/a	n/a	Departure no registered destination	Departure
B••••••••• C•••••• M••••••••• L••	S••••• F••••••••• L•••	Oct 26, 2009	May 29, 2009

Relationships

Registered with (3)

→ S••••• F••••••••• L•••Registered adviserregistration: current employment
May 29, 2009 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2010 to Feb 18, 2010factForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Jul 3, 2006 to Dec 19, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3017dc7b-dee7-cd4c-3f20-fc0cbbea866c
First observed: Jul 3, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.