DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ghp Investment Advisors Inc
Latest filing Mar 24, 2026
First filing on the tape Mar 28, 2012 · 28 filings
SEC status approved since Aug 28, 1995
RAUM
$3.1B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$3.0B individuals and HNW
Advisors
28
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
25
22 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.1B as of Mar 24, 2026
Mar 28, 2012$605M then
HNW client RAUM$2.7B as of Mar 24, 2026
Mar 21, 2018$683M then
State-registered IARs (5.B.3)20 as of Mar 24, 2026
Mar 15, 20139 then
Employees (5.A)25 as of Mar 24, 2026
Mar 15, 201312 then
Private funds1 as of Mar 24, 2026
Mar 28, 20121 then
RAUM +13% over the last fiscal year+16% a year over threeIARs 20 to 20
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.5MderivedHNW RAUM over HNW clients
- Average account
- $671,850derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 28.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, publications, educational seminarsreportedItem 5.G
- Custody
- $10.1M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.7B88%
- Individuals$307M10%
- Corporations and businesses$30.1M1.0%
- Pension and profit-sharing plans$14.6M0.5%
- Pooled investment vehicles$10.1M0.3%
- Charitable organizations$3.4M0.1%
- Individual clients
- 621reported
- HNW clients
- 605reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 4,560reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10.1M for 1 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
28 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ernesto MontesCertified Financial Planner | Denver, Co | Nov 19, 2019 | 10 y | 2 |
| Amy Kaufman | Denver, Co | Jul 29, 2020 | 17 y | 1 |
| Deirdre Marie Mcguire | Denver, Co | Jan 22, 2021 | 16 y | 1 |
| Sebrina Chriselda IveyPersonal Financial Specialist | Denver, Co | Jan 22, 2021 | 14 y | 1 |
| Carin Dawn WagnerCertified Financial Planner | Denver, Co | Jan 22, 2021 | 26 y | 1 |
| Michael Thomas SullivanCertified Financial Planner | Denver, Co | Jan 22, 2021 | 21 y | 1 |
| Reed Rummel MccoyCertified Financial Planner | Denver, Co | Jan 22, 2021 | 13 y | 3 |
| Brian Jay FriedmanChartered Financial Analyst | Denver, Co | Jan 22, 2021 | 30 y | 1 |
| Jason Richard Kitner | Denver, Co | Jan 26, 2021 | 22 y | 1 |
| Barbara Elizabeth Terrazas | Denver, Co | Jan 26, 2021 | 13 y | 1 |
| Christian Thomas Lewton | Denver, Co | Jan 27, 2021 | 12 y | 1 |
| Michelle Ann Mills | Denver, Co | Jan 29, 2021 | 14 y | 3 |
| Angela Kennedy LeePersonal Financial Specialist | Denver, Co | Feb 5, 2021 | 28 y | 0 |
| Jennifer Lynn Merges | Denver, Co | May 25, 2021 | 10 y | 0 |
| Sean Patrick Tully | Denver, Co | Aug 23, 2021 | 12 y | 1 |
| Robert A Sutphin | Denver, Co | Nov 1, 2021 | 16 y | 0 |
| Bradley Allen Engle | Denver, Co | May 12, 2022 | 14 y | 1 |
| Jack J Miskulin | Denver, Co | Nov 18, 2023 | 10 y | 0 |
| David Harry Power | Denver, Co | Jun 20, 2024 | 12 y | 0 |
| Carla W Kutnick | Denver, Co | Jun 26, 2024 | 16 y | 0 |
| Kathryn Heet | Denver, Co | Oct 7, 2024 | 13 y | 0 |
| Makenna Rae Herbert | Denver, Co | Jun 12, 2025 | 12 y | 0 |
| Nicole Lea Smith | Denver, Co | Sep 26, 2025 | 26 y | 0 |
| Miles Ensign O'Neill | Denver, Co | Oct 12, 2025 | 12 y | 1 |
| Jacob Ian Davis | Denver, Co | Jan 1, 2026 | 17 y | 0 |
| Braden Meese | Denver, Co | Jun 5, 2026 | 11 y | 0 |
| Marlon Ramirez | Denver, Co | Jun 18, 2026 | 11 y | 0 |
| Colson Ryan | Denver, Co | Aug 17, 2026 | 20 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Jackson Mathias Brown to Range Advisory, LLCApr 25, 2025 · RIA to RIA
- John Robert Strunc to Israel Investment Advisors, LLCOct 27, 2022 · Other
- Juwon B. Hill to Ensemble Capital Management, LLCJan 22, 2021 · RIA to RIA
- Jason Richard Kitner to Israel Investment Advisors, LLCDec 31, 2020 · Other
- Michael Thomas Sullivan to Israel Investment Advisors, LLCDec 31, 2020 · Other
- Barbara Elizabeth Terrazas to Israel Investment Advisors, LLCDec 31, 2020 · Other
- Ernesto Montes to Israel Investment Advisors, LLCDec 31, 2020 · Other
- Amy Kaufman to Israel Investment Advisors, LLCDec 31, 2020 · Other
- Joseph T Friedman to Israel Investment Advisors, LLCMay 6, 2020 · Other
- Eric R Macvittie to Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 20, 2019 · RIA to wirehouse
- Christian Thomas Lewton to Israel Investment Advisors, LLCMay 7, 2019 · Other
- Jennifer Ann Renner to Empower Advisory Group, LLCMay 7, 2019 · Other
- Robert A Persichitte to Delagify FinancialJan 24, 2017 · Other
- Josh David Lozow to Cam Investor SolutionsDec 13, 2016 · Other
- Ronald David New to Moreton Asset Management, LLCJul 31, 2015 · Other
Joined, latest
- Miles Ensign O'Neill from Equitable Advisors, LLCOct 12, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jackson Mathias Brown from Israel Investment Advisors, LLCApr 5, 2023 · Other
- John Robert Strunc from Cetera Advisor Networks LLCJun 14, 2022 · Affiliated broker-dealer or bank to independent RIA
- Sean Patrick Tully from Mws Capital Consultants LLCAug 23, 2021 · RIA to RIA
- Ernesto Montes from The Fiduciary GroupNov 19, 2019 · RIA to RIA
- Jennifer Ann Renner from Commonwealth Financial NetworkOct 25, 2018 · Affiliated broker-dealer or bank to independent RIA
- Michelle Ann Mills from Strategic Advisers LLCDec 11, 2017 · Other
- Eric R Macvittie from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 24, 2017 · Other
- Reed Rummel Mccoy from CaptrustMay 4, 2017 · Other
- Josh David Lozow from Transitions Wealth Management, LLCOct 7, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Israel Investment Advisors, LLCDec 31, 2020 · Denver, Co
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ghp International Reform And Development Fund, L.P. | Hedge Fund | $10.1M | 38 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Jay Brian Friedman · Presidentcontrolsince 01/1999 · owns 25% to 50%
- Chriselda Sebrina Ivey · Chief Compliance Officercontrolsince 01/2014 · owns less than 5%
- Dawn Carin Wagner · Vice President Of Wealth Managementcontrolsince 01/2013 · owns 10% to 25%
- Allen Bradley Engle · Director Of Research, Trading, And Analyticssince 01/2017 · owns less than 5%
- Richard Jason Kitner · Manager Of Research Trading And Portfolio Analyticssince 03/2022 · owns less than 5%
- Kennedy Angela Lee · Director Of Taxsince 03/2022 · owns less than 5%
- Thomas Christian Lewton · Manager Of Research Trading And Portfolio Analyticssince 03/2022 · owns less than 5%
- Rummel Reed Mccoy · Wealth Advisorsince 04/2022 · owns less than 5%
- Marie Deirdre Mcguire · Wealth Advisorsince 01/2017 · owns less than 5%
- Thomas Michael Sullivan · Vice President Of Wealth Managementsince 07/2016 · owns 10% to 25%
- Elizabeth Barbara Terrazas · Wealth Advisorsince 01/2020 · owns less than 5%
- Lynn Jennifer Wehner · Client Relations Managersince 03/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Israel Investment Advisors, LLCinvestment adviseryRAUM $96.3M
Advisers that list Ghp Investment Advisors Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 28 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4,299 to 4,560Feb 25, 2025 to Mar 24, 2026
- Corporate clients · 2 to 3Feb 25, 2025 to Mar 24, 2026
- HNW clients · 586 to 605Feb 25, 2025 to Mar 24, 2026
- Individual clients · 571 to 621Feb 25, 2025 to Mar 24, 2026
- Assets in custody · $6.0M to $10.1MFeb 25, 2025 to Mar 24, 2026
- Discretionary RAUM · $2.6B to $3.0BFeb 25, 2025 to Mar 24, 2026
- HNW RAUM · $2.5B to $2.7BFeb 25, 2025 to Mar 24, 2026
- Individual RAUM · $229M to $307MFeb 25, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $85.4M to $77.9MFeb 25, 2025 to Mar 24, 2026
- Pension RAUM · $13.6M to $14.6MFeb 25, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $6.4M to $10.1MFeb 25, 2025 to Mar 24, 2026
- RAUM · $2.7B to $3.1BFeb 25, 2025 to Mar 24, 2026
- Accounts · 4,024 to 4,299Feb 15, 2024 to Feb 25, 2025
- Advisory employees · 20 to 22Feb 15, 2024 to Feb 25, 2025
- Charity clients · unset to 1.0Feb 15, 2024 to Feb 25, 2025
- Corporate clients · 6 to 2Feb 15, 2024 to Feb 25, 2025
- HNW clients · 504 to 586Feb 15, 2024 to Feb 25, 2025
- Individual clients · 427 to 571Feb 15, 2024 to Feb 25, 2025
- Pension plan clients · 1 to 3Feb 15, 2024 to Feb 25, 2025
- Pooled vehicle clients · 2 to 1Feb 15, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Feb 15, 2024 to Feb 25, 2025
- Discretionary RAUM · $2.4B to $2.6BFeb 15, 2024 to Feb 25, 2025
- HNW RAUM · $2.2B to $2.5BFeb 15, 2024 to Feb 25, 2025
- Individual RAUM · $184M to $229MFeb 15, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $68.4M to $85.4MFeb 15, 2024 to Feb 25, 2025
- Pension RAUM · $8,021 to $13.6MFeb 15, 2024 to Feb 25, 2025
- Pooled vehicle RAUM · $34.7M to $6.4MFeb 15, 2024 to Feb 25, 2025
- RAUM · $2.4B to $2.7BFeb 15, 2024 to Feb 25, 2025
- Accounts · 3,783 to 4,024Oct 12, 2023 to Feb 15, 2024
- Advisory employees · 16 to 20Oct 12, 2023 to Feb 15, 2024
- Corporate clients · 2 to 6Oct 12, 2023 to Feb 15, 2024
- HNW clients · 550 to 504Oct 12, 2023 to Feb 15, 2024
- Individual clients · 463 to 427Oct 12, 2023 to Feb 15, 2024
- Pension plan clients · 5 to 1Oct 12, 2023 to Feb 15, 2024
- Assets in custody · $5.1M to $6.0MOct 12, 2023 to Feb 15, 2024
- Employees · 22 to 25Oct 12, 2023 to Feb 15, 2024
- Insurance-licensed employees · 16 to 20Oct 12, 2023 to Feb 15, 2024
- State-registered IARs · 16 to 20Oct 12, 2023 to Feb 15, 2024
- Discretionary RAUM · $1.9B to $2.4BOct 12, 2023 to Feb 15, 2024
- HNW RAUM · $1.8B to $2.2BOct 12, 2023 to Feb 15, 2024
Signals
3 dated events
- Jackson Mathias Brown left Ghp Investment Advisors Inc for Israel Investment Advisors, Llc (registered 2023-04-05)Apr 25, 2025 · Advisor changed firm · fact
- John Robert Strunc left Ghp Investment Advisors Inc for Israel Investment Advisors, Llc (registered 2022-06-15)Oct 27, 2022 · Advisor changed firm · fact
- Walter Robert Hochstadt (Shareholder) no longer on Schedule A of Ghp Investment Advisors Inc (listed 2022-03-22, absent 2022-05-18)May 18, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-831-5051reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ghp-investment-advisors-increportedpublic record, Form ADV, Sep 17, 2026
- Website
- GHPIA.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-831-5051reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- ghpia.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- ghpia.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026