DFX Intelligence

E••••• H• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

E••••• H• P•••••

Advisor at B•• P•••••••• I•••

CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:c8e46387-6107-5f9c-80ad-17ffe1c23894

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• P•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 31, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• P•••••••• I•••	Bd affiliated wealth	Dec 5, 2025	n/a	yes	CEDAR RAPIDS, IA	Current employment
M•••••• S••••••••• A•••• M••••••••• L••	Former SEC adviser	Dec 20, 2016	Dec 5, 2025	no	Olathe, KS\|MANCHESTER, MO\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	B•• P•••••••• I•••	Dec 5, 2025	Dec 5, 2025	0	Bulk transfer	Ibd to ibd
E••••• W••••• M••••••••• L••	M•••••• S••••••••• A•••• M••••••••• L••	Sep 15, 2016	Dec 20, 2016

Relationships

Registered with (3)

→ B•• P•••••••• I•••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 20, 2016 to Dec 5, 2025factForm ADV
→ E••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2015 to Sep 15, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8e46387-6107-5f9c-80ad-17ffe1c23894
First observed: Mar 31, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.