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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

JOHN MARTIN MORAN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Washington, DC

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Search this name across graphsid dfx:ria:c8e500ed-89a6-07dd-b86f-c6159974972d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 5, 1990
First registration: Aug 22, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2056659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 23, 2024	n/a	yes	Washington, DC\|Washington, DC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 23, 2017	May 28, 2024	no	WASHINGTON, DC	Previous registration
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Oct 27, 2014	Jun 28, 2017	no	ARLINGTON, VA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 3, 2011	Oct 27, 2014	no	ALEXANDRIA, VA\|FALLS CHURCH, VA	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Aug 22, 2002	Jan 4, 2011	no	ALEXANDRIA, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|ARLINGTON, VA\|ARLINGTON, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|ALEXANDRIA, VA\|ANNANDALE, VA\|ANNANDALE, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 28, 2024	May 23, 2024	-5	Firm change	Ibd to ibd
USADVISORS WEALTH MANAGEMENT, LLC	LPL FINANCIAL LLC	Jun 28, 2017	Aug 23, 2017	56	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	USADVISORS WEALTH MANAGEMENT, LLC	Oct 27, 2014	Oct 27, 2014	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	SECURITIES AMERICA ADVISORS, INC.	Jan 4, 2011	Jan 3, 2011	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:6363:DC:2024-05-20	May 28, 2024	May 23, 2024	WASHINGTON, DC	Firm change

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 23, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 23, 2017 to May 28, 2024factForm ADV
→ USADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 27, 2014 to Jun 28, 2017factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jan 3, 2011 to Oct 27, 2014factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Aug 22, 2002 to Jan 4, 2011factForm ADV

Dated events

Occurred
May 28, 2024
Advisor changed firm
John Martin Moran left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-05-23)
Form ADVobserved 4 days ago