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Advisor at ALLWORTH FINANCIAL, L.P.
BETHESDA, MD | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Jun 1, 2026 | n/a | yes | FOLSOM, CA|BETHESDA, MD | Current employment |
| ARTHUR STEIN FINANCIAL, LLC | Former SEC adviser | May 22, 2024 | Jun 25, 2026 | no | BETHESDA, MD|Marriottsville, MD | Previous registration |
| FEFA FINANCIAL | Independent wealth | May 31, 2023 | Mar 12, 2024 | no | SAINT LOUIS, MO|Marriottsville, MD | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Dec 16, 2022 | Feb 19, 2024 | no | St. Louis, MO|Marriottsville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARTHUR STEIN FINANCIAL, LLC | ALLWORTH FINANCIAL, L.P. | Jun 25, 2026 | Jun 1, 2026 | -24 | Firm change | RIA to ibd |
| FEFA FINANCIAL | ARTHUR STEIN FINANCIAL, LLC | Mar 12, 2024 | May 22, 2024 | 71 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | FEFA FINANCIAL | Feb 19, 2024 | May 31, 2023 | -264 | Firm change after gap | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160627:111167:MD:2026-06-25 | Jun 25, 2026 | Jun 1, 2026 | MARRIOTTSVILLE, MD | Firm change |