DFX Intelligence

B••• A••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

B••• A••••• G•••••

Advisor at N•••••••• P•••••••• L••

Carson City, NV | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:c904ccbb-f5d9-ed54-105c-1cd8006c2033

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 15, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P•••••••• L••	Independent wealth	Jul 10, 2025	n/a	yes	Carson City, NV\|MINNEAPOLIS, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Dec 15, 1997	Jul 11, 2025	no	Roseville, CA\|SACRAMENTO, CA\|Carson City, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	N•••••••• P•••••••• L••	Jul 11, 2025	Jul 10, 2025	-1	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:167908:NV:2025-07-11	Jul 11, 2025	Jul 10, 2025	CARSON CITY, NV	Firm change

Relationships

Registered with (2)

→ N•••••••• P•••••••• L••Registered adviserregistration: current employment
Jul 10, 2025 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 15, 1997 to Jul 11, 2025factForm ADV

Dated events

Occurred
Jul 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c904ccbb-f5d9-ed54-105c-1cd8006c2033
First observed: Dec 15, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.