DFX Intelligence

D•••••• E••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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D•••••• E••••• K•••••

Advisor · Advisor at C••••• I••••••••• A••••••• L••Certified Financial Plannerdual registered (broker-dealer)17 years in industry· Vineland, NJ

As of 2026-09-25 · this record's last observation

Relationships: 4
Dated events: 4
Observed: Jun 30, 2020 to Sep 25, 2026

As of 2026-09-25 · this record's last observation

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 15, 2026	n/a	yes	Vineland, NJ	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Nov 13, 2025	Sep 24, 2026	no	Vineland, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C••••• I••••••••• A••••••• L••	Sep 24, 2026	Sep 15, 2026	-9	Firm change	Ibd to ibd
V••••••• A•••••••• I•••	C••••••••• F•••••••• N••••••	Oct 15, 2025	Nov 13, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:105644:NJ:2026-09-24	Sep 24, 2026	Sep 15, 2026	VINELAND, NJ	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 15, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Nov 13, 2025 to Sep 24, 2026factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2021 to Oct 15, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Order

Occurred
24 Sep 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
16 Sep 2026
Advisor outside business added2 events
D•••••• E••••• K•••••: advisor outside business added, 2 events, on 16 Sep 2026
- ••• Locked
- ••• Locked
Occurred
15 Oct 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2020
Last observed: Sep 25, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.