RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• E••••• K•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 15, 2026 · Vineland, Nj
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 13, 2025 · Vineland, Nj
- V••••••• A•••••••• I••• BD affiliatedAug 12, 2021 to Oct 15, 2025 · Malvern, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 30, 2020 to May 28, 2021 · Newtown Square, Pa
- V••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Oct 15, 2025, registered Nov 13, 2025 (29 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to V••••••• A•••••••• I•••left May 28, 2021, registered Aug 12, 2021 (76 days) · Affiliated broker-dealer or bank to another
- D•••••• E••••• K••••• left V••••••• A•••••••• I••• for C••••••••• F•••••••• N•••••• (registered 2025-11-13)Oct 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address