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Reading the graph
Advisor at CAPTRUST
Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Aug 19, 2022 | n/a | yes | Leawood, KS | Current employment |
| FRONTIER WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 21, 2021 | Oct 21, 2022 | no | LEAWOOD, KS|Wichita, KS | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 12, 2018 | Apr 23, 2019 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FRONTIER WEALTH MANAGEMENT, LLC | Captrust | Oct 21, 2022 | Aug 19, 2022 | -63 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FRONTIER WEALTH MANAGEMENT, LLC | Apr 23, 2019 | Jan 21, 2021 | 639 | Firm change after gap | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144344:175112:KS:2022-10-21 | Oct 21, 2022 | Aug 19, 2022 | WICHITA, KS | Firm change after gap |