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Advisor at WELLS FARGO ADVISORS
PLANO, TX | ST. LOUIS, MO | DANVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 10, 2023 | n/a | yes | DANVILLE, CA|ST. LOUIS, MO|PLANO, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 12, 2009 | Feb 10, 2023 | no | WALNUT CREEK, CA|DIABLO, CA|Plano, TX | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Jan 12, 2009 | no | WALNUT CREEK, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 15, 2000 | Apr 2, 2007 | no | DANVILLE, CA|DANVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Feb 10, 2023 | Feb 10, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | WELLS FARGO ADVISORS | Jan 12, 2009 | Jan 12, 2009 | 0 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |