This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STEPHENS

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 18, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

May 18, 1993

First registration

Apr 15, 1998

Dual registered

yes, broker-dealer

Other names

BRETE B GARLAND|BRETE GARLAND

IAPD individual key

2335012

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c919ca8d-ac7e-189f-7c7f-80d632758921

First observed

Apr 15, 1998

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.