RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• B•••••• G••••••
- S••••••• BD affiliated currentsince Sep 16, 2019 · Fayetteville, Ar
- M••••• K••••• • C••••••• L•• formerJan 29, 2003 to Aug 27, 2003 · Rogers, Ar
- M••••• S•••••• D• I••• unclassifiedApr 15, 1998 to Dec 9, 2002 · Fayetteville, Ar
- M••••• K••••• • C••••••• L•• to S•••••••left Aug 27, 2003, registered Sep 16, 2019 (5864 days) · Other
- M••••• S•••••• D• I••• to M••••• K••••• • C••••••• L••left Dec 9, 2002, registered Jan 29, 2003 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address