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RIA / WealthAdvisor10 years in industry

Katy Lynn Hane

Advisor at WAVERLY ADVISORS, LLC

BIRMINGHAM, AL | Metairie, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c91d4628-523b-99a8-2bba-335044daf1dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAVERLY ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Nov 28, 2018
First registration: Jan 9, 2019
Dual registered: no
Other names: Katy L Hane|Katy Hane|Katy Lynn Hane
IAPD individual key: 6705114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAVERLY ADVISORS, LLC	Independent wealth	May 18, 2026	n/a	yes	Metairie, LA\|BIRMINGHAM, AL	Current employment
TRUWEALTH ADVISORS, LLC	Former SEC adviser	Aug 28, 2023	Apr 24, 2026	no	METAIRIE, LA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 17, 2021	Aug 16, 2023	no	LA PLACE, LA\|LAPLACE, LA\|LAPLACE, LA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 9, 2019	Feb 22, 2021	no	LaPlace, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUWEALTH ADVISORS, LLC	WAVERLY ADVISORS, LLC	Apr 24, 2026	May 18, 2026	24	Firm change	RIA to RIA
CETERA INVESTMENT ADVISERS LLC	TRUWEALTH ADVISORS, LLC	Aug 16, 2023	Aug 28, 2023	12	Firm change	Ibd to RIA
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Feb 22, 2021	Feb 17, 2021	-5	Firm change	Ibd to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
306876:115332:LA:2026-04-24	Apr 24, 2026	May 18, 2026	METAIRIE, LA	Firm change
104556:105644:LA:2021-02-22	Feb 22, 2021	Feb 17, 2021	LAPLACE, LA	Firm change

Relationships

Registered with (4)

→ WAVERLY ADVISORS, LLCRegistered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ TRUWEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 28, 2023 to Apr 24, 2026factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 17, 2021 to Aug 16, 2023factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 9, 2019 to Feb 22, 2021factForm ADV

Dated events

Occurred
Apr 24, 2026
Advisor changed firm
Katy Lynn Hane left Truwealth Advisors, Llc for Waverly Advisors, Llc (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
Aug 16, 2023
Advisor changed firm
Katy Lynn Hane left Cetera Investment Advisers Llc for Truwealth Advisors, Llc (registered 2023-08-28)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c91d4628-523b-99a8-2bba-335044daf1dc
First observed: Jan 9, 2019
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Katy Lynn Hane

Advisor at WAVERLY ADVISORS, LLC

BIRMINGHAM, AL | Metairie, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c91d4628-523b-99a8-2bba-335044daf1dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:39 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WAVERLY ADVISORS, LLC

Independent wealth

May 18, 2026

n/a

yes

Metairie, LA|BIRMINGHAM, AL

Current employment

TRUWEALTH ADVISORS, LLC

Former SEC adviser

Aug 28, 2023

Apr 24, 2026

METAIRIE, LA

Previous registration

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Feb 17, 2021

Aug 16, 2023

LA PLACE, LA|LAPLACE, LA|LAPLACE, LA

Previous registration

AVANTAX ADVISORY SERVICES

Former SEC adviser

Jan 9, 2019

Feb 22, 2021

LaPlace, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TRUWEALTH ADVISORS, LLC

WAVERLY ADVISORS, LLC

Apr 24, 2026

May 18, 2026

Firm change

RIA to RIA

CETERA INVESTMENT ADVISERS LLC

TRUWEALTH ADVISORS, LLC

Aug 16, 2023

Aug 28, 2023

Firm change

Ibd to RIA

AVANTAX ADVISORY SERVICES

CETERA INVESTMENT ADVISERS LLC

Feb 22, 2021

Feb 17, 2021

-5

Firm change

Ibd to ibd

Team

Left

Joined

From

Kind

306876:115332:LA:2026-04-24

Apr 24, 2026

May 18, 2026

METAIRIE, LA

Firm change

104556:105644:LA:2021-02-22

Feb 22, 2021

Feb 17, 2021

LAPLACE, LA

Firm change