RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• L••• H•••
- W•••••• A•••••••• L•• independent RIA currentsince May 18, 2026 · Metairie, La
- T•••••••• A•••••••• L•• formerAug 28, 2023 to Apr 24, 2026 · Metairie, La
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 17, 2021 to Aug 16, 2023 · La Place, La
- A•••••• A••••••• S••••••• formerJan 9, 2019 to Feb 22, 2021 · Laplace, La
- T•••••••• A•••••••• L•• to W•••••• A•••••••• L••left Apr 24, 2026, registered May 18, 2026 (24 days) · RIA to RIA · moved with a team
- C••••• I••••••••• A••••••• L•• to T•••••••• A•••••••• L••left Aug 16, 2023, registered Aug 28, 2023 (12 days) · Affiliated broker-dealer or bank to independent RIA
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Feb 22, 2021, registered Feb 17, 2021 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- K••• L••• H••• left T•••••••• A•••••••• L•• for W•••••• A•••••••• L•• (registered 2026-05-18)Apr 24, 2026 · Advisor changed firm · fact
- K••• L••• H••• left C••••• I••••••••• A••••••• L•• for T•••••••• A•••••••• L•• (registered 2023-08-28)Aug 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address