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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GOODWIN INVESTMENT ADVISORY

GOODWIN INVESTMENT ADVISORY, LLC, CRD 131193

WOODSTOCK, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c921f1b4-33f5-38c2-b76b-900f3bb9f6c6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2019 to Mar 30, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $397MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $391M
Private client RAUM: $390MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $49.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 403
Individual clients: 279
High net worth clients: 118
Custody, client assets: $33.8M
SEC number: 801-117942
CIK: 1803294
CRD: 131193
Filings on the tape: 17
First filed: Dec 13, 2019
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, GA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TIMOTHY JOHN GOODWIN	Certified Financial Planner	Woodstock, GA	22	23	n/a	no
JOSEPH M BECKFORD	Certified Financial Planner	WOODSTOCK, GA	15	19	n/a	no
Justin Pitcock	Certified Financial Planner	WOODSTOCK, GA	8	10	n/a	no
Reid Trego	n/a	WOODSTOCK, GA	4	10	n/a	no
Raymond Brown	Certified Financial Planner	WOODSTOCK, GA	4	14	n/a	no
Coby Robert Sullivan	n/a	WOODSTOCK, GA	1	13	1	no
HERMAN Pieter Malan HUGO	n/a	WOODSTOCK, GA	0	15	n/a	no
VERONICA ESTRADA DIBBLE	n/a	WOODSTOCK, GA	0	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOODWIN, TIMOTHY, JOHN	OWNER/PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	03/2004	Dec 13, 2019	Sep 2, 2024
Goodwin, Maureen, Elizabeth	Owner	B	no	01/2014	Dec 13, 2019	Sep 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MCSE STEWARDSHIP, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$397M	$391M	13	6	0	n/a	n/a
2024	Apr 1, 2025	$344M	$344M	12	5	0	n/a	n/a
2023	Mar 25, 2024	$266M	$266M	13	5	0	n/a	n/a
2022	Mar 29, 2023	$197M	$197M	13	7	0	n/a	n/a
2021	Mar 22, 2022	$204M	$204M	14	6	1	n/a	n/a
2020	Mar 25, 2021	$150M	$150M	9	4	0	n/a	n/a
2019	Feb 28, 2020	$103M	$103M	9	4	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$397M	$344M	15.3%	$197M	26.3%	13	12	0	0

Relationships

Registered with (8)

← VERONICA ESTRADA DIBBLEAdvisorregistration: current employment
Apr 14, 2026 to presentfactForm ADV
← HERMAN Pieter Malan HUGOAdvisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← Coby Robert SullivanAdvisorregistration: current employment
Feb 14, 2025 to presentfactForm ADV
← Raymond BrownAdvisorregistration: current employment
Aug 10, 2022 to presentfactForm ADV
← Reid TregoAdvisorregistration: current employment
Dec 2, 2021 to presentfactForm ADV
← Justin PitcockAdvisorregistration: current employment
Jul 26, 2018 to presentfactForm ADV
← JOSEPH M BECKFORDAdvisorregistration: current employment
Apr 4, 2011 to presentfactForm ADV
← TIMOTHY JOHN GOODWINAdvisorregistration: current employment
Jul 21, 2004 to presentfactForm ADV

Controls (1)

← GOODWIN, TIMOTHY, JOHNOwnerOWNER/PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Dec 13, 2019 to Sep 2, 2024factForm ADV

Owns (1)

← Goodwin, Maureen, ElizabethOwnerOWNER, ownership code B, individual
Dec 13, 2019 to Sep 2, 2024factForm ADV

Dated events

Occurred
Dec 13, 2019
First Form ADV filing
Goodwin Investment Advisory filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c921f1b4-33f5-38c2-b76b-900f3bb9f6c6
First observed: Dec 13, 2019
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GOODWIN INVESTMENT ADVISORY

GOODWIN INVESTMENT ADVISORY, LLC, CRD 131193

WOODSTOCK, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c921f1b4-33f5-38c2-b76b-900f3bb9f6c6

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TIMOTHY JOHN GOODWIN

Certified Financial Planner

Woodstock, GA

n/a

JOSEPH M BECKFORD

Certified Financial Planner

WOODSTOCK, GA

n/a

Justin Pitcock

Certified Financial Planner

WOODSTOCK, GA

n/a

Reid Trego

n/a

WOODSTOCK, GA

n/a

Raymond Brown

Certified Financial Planner

WOODSTOCK, GA

n/a

Coby Robert Sullivan

n/a

WOODSTOCK, GA

HERMAN Pieter Malan HUGO

n/a

WOODSTOCK, GA

n/a

VERONICA ESTRADA DIBBLE

n/a

WOODSTOCK, GA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOODWIN, TIMOTHY, JOHN

OWNER/PRESIDENT, CHIEF COMPLIANCE OFFICER

yes

03/2004

Dec 13, 2019

Sep 2, 2024

Goodwin, Maureen, Elizabeth

Owner

01/2014

Dec 13, 2019

Sep 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MCSE STEWARDSHIP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$397M

$391M

n/a

2024

Apr 1, 2025

$344M

n/a

2023

Mar 25, 2024

$266M

n/a

2022

Mar 29, 2023

$197M

n/a

2021

Mar 22, 2022

$204M

n/a

2020

Mar 25, 2021

$150M

n/a

2019

Feb 28, 2020

$103M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$397M

$344M

15.3%

$197M

26.3%