DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•••••• I••••••••• A•••••••
Legal name G•••••• I••••••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Dec 13, 2019 · 17 filings
SEC status approved since Jan 16, 2020
RAUM
$397M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$390M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$49.6M
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$397M as of Mar 30, 2026
Feb 28, 2020$103M then
HNW client RAUM$249M as of Mar 30, 2026
Feb 28, 2020$56.0M then
State-registered IARs (5.B.3)6 as of Mar 30, 2026
Feb 28, 20204 then
Employees (5.A)13 as of Mar 30, 2026
Feb 28, 20209 then
Private funds: no history
RAUM +15% over the last fiscal year+26% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $49.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 50derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $985,129derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$249M63%
- Individuals$140M35%
- Pension and profit-sharing plans$5.7M1.4%
- Charitable organizations$1.6M0.4%
- Individual clients
- 279reported
- HNW clients
- 118reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 403reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••••• J••• G••••••Certified Financial Planner | Woodstock, Ga | Jul 21, 2004 | 23 y | 0 |
| J••••• M• B•••••••Certified Financial Planner | Woodstock, Ga | Apr 4, 2011 | 19 y | 0 |
| J••••• P••••••Certified Financial Planner | Woodstock, Ga | Jul 26, 2018 | 10 y | 0 |
| R••• T•••• | Woodstock, Ga | Dec 2, 2021 | 10 y | 0 |
| R•••••• B••••Certified Financial Planner | Woodstock, Ga | Aug 10, 2022 | 14 y | 0 |
| C••• R••••• S••••••• | Woodstock, Ga | Feb 14, 2025 | 13 y | 1 |
| H••••• P••••• M•••• H••• | Woodstock, Ga | Feb 10, 2026 | 15 y | 0 |
| V••••••• E•••••• D••••• | Woodstock, Ga | Apr 14, 2026 | 17 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- V••••••• E•••••• D••••• from D••••••• B••• S••••••••• I•••Apr 14, 2026 · Other
- C••• R••••• S••••••• from F•••• C•••••• A••••••• S•••••••Feb 14, 2025 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••• T••••••• J••• · Owner/President, Chief Compliance Officercontrolsince 03/2004 · owns 75% or more
- G••••••• M••••••• E•••••••• · Ownersince 01/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
- M••• S••••••••• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Woodstock, Ga · principal | 8 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 406 to 403Apr 1, 2025 to Mar 30, 2026
- Advisory employees · 5 to 6Apr 1, 2025 to Mar 30, 2026
- HNW clients · 105 to 118Apr 1, 2025 to Mar 30, 2026
- Individual clients · 253 to 279Apr 1, 2025 to Mar 30, 2026
- Assets in custody · $46.8M to $33.8MApr 1, 2025 to Mar 30, 2026
- Employees · 12 to 13Apr 1, 2025 to Mar 30, 2026
- State-registered IARs · 5 to 6Apr 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $344M to $391MApr 1, 2025 to Mar 30, 2026
- HNW RAUM · $216M to $249MApr 1, 2025 to Mar 30, 2026
- Individual RAUM · $122M to $140MApr 1, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $5.7MApr 1, 2025 to Mar 30, 2026
- Pension RAUM · $4.3M to $5.7MApr 1, 2025 to Mar 30, 2026
- RAUM · $344M to $397MApr 1, 2025 to Mar 30, 2026
- Accounts · 1,410 to 406Sep 2, 2024 to Apr 1, 2025
- HNW clients · 72 to 105Sep 2, 2024 to Apr 1, 2025
- Individual clients · 275 to 253Sep 2, 2024 to Apr 1, 2025
- Pension plan clients · unset to 5.0Sep 2, 2024 to Apr 1, 2025
- Assets in custody · $12.5M to $46.8MSep 2, 2024 to Apr 1, 2025
- Custody of client assets · true to falseSep 2, 2024 to Apr 1, 2025
- Employees · 13 to 12Sep 2, 2024 to Apr 1, 2025
- Financial planning clients · 26-50 to 26-50Sep 2, 2024 to Apr 1, 2025
- State-registered IARs · 6 to 5Sep 2, 2024 to Apr 1, 2025
- Discretionary RAUM · $266M to $344MSep 2, 2024 to Apr 1, 2025
- HNW RAUM · $143M to $216MSep 2, 2024 to Apr 1, 2025
- Individual RAUM · $120M to $122MSep 2, 2024 to Apr 1, 2025
- Pension RAUM · unset to 4251653.0Sep 2, 2024 to Apr 1, 2025
- RAUM · $266M to $344MSep 2, 2024 to Apr 1, 2025
- Accounts · 1,278 to 1,410Jul 21, 2023 to Mar 25, 2024
- Advisory employees · 7 to 5Jul 21, 2023 to Mar 25, 2024
- HNW clients · 71 to 72Jul 21, 2023 to Mar 25, 2024
- Individual clients · 313 to 275Jul 21, 2023 to Mar 25, 2024
- Pension plan clients · 8.0 to unsetJul 21, 2023 to Mar 25, 2024
- Assets in custody · unset to 12470000.0Jul 21, 2023 to Mar 25, 2024
- Custody of client assets · false to trueJul 21, 2023 to Mar 25, 2024
- Financial planning clients · 101-250 to 26-50Jul 21, 2023 to Mar 25, 2024
- State-registered IARs · 7 to 6Jul 21, 2023 to Mar 25, 2024
- Discretionary RAUM · $197M to $266MJul 21, 2023 to Mar 25, 2024
- HNW RAUM · $107M to $143MJul 21, 2023 to Mar 25, 2024
- Individual RAUM · $86.7M to $120MJul 21, 2023 to Mar 25, 2024
- Pension RAUM · 2326792.0 to unsetJul 21, 2023 to Mar 25, 2024
Signals
1 dated events
- G•••••• I••••••••• A••••••• filed its initial SEC registration (Form ADV)Dec 13, 2019 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- teamgia@goodwininvestment.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-741-2370reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- G••••••INVESTMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 678-741-2370reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- goodwininvestment.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- goodwininvestment.com/team-profiles/tim-goodwinreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026