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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

GENESEE INVESTMENTS

GENESEE INVESTMENTS LLC, CRD 122261

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c92906f0-fe72-ac8d-1299-50f144a89d79

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Mar 28, 2019
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $398,201Item 5.F on the latest filing (2019-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $398,201
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $398,201gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-61635
CRD: 122261
Filings on the tape: 10
First filed: Mar 23, 2012
Latest filed: Mar 28, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GENESEE MASTER BALANCED FUND LTD	Hedge Fund	$398,201	Mar 28, 2019	37	Mar 23, 2012	reported	021-127913

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLDSTREAM CAPITAL MANAGEMENT INC	PARENT COMPANY\| SOLE /MANAGING MEMBER	E	yes	03/2011	Mar 23, 2012	Mar 28, 2019
COLEMAN, HOWARD, A.	MANAGING DIRECTOR	Na	yes	01/2003	Mar 23, 2012	Mar 28, 2019
FITZWILSON, KEVIN, MICHAEL	MANAGING SHAREHOLDER	C	yes	10/1997	Mar 23, 2012	Mar 28, 2019
YELLE, ERIKA, ENG	CHIEF COMPLIANCE OFFICER	Na	no	03/2011	Mar 23, 2012	Mar 28, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
COLDSTREAM CAPITAL MANAGEMENT INC	n/a	Independent wealth	$14B	Y	yes	n/a
CHI LIFE INSURANCE	n/a	n/a	n/a	Y	yes	n/a
COLDSTREAM SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a
FIT INSURANCE INC.	n/a	n/a	n/a	N	yes	n/a
RAINIER GROUP INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$398,201	$398,201	4	2	0	1	$398,201
2017	Mar 28, 2018	$4.8M	$4.8M	4	2	0	1	$4.8M
2016	Mar 29, 2017	$19.6M	$19.6M	4	2	n/a	1	$19.6M
2015	Mar 30, 2016	$21.3M	$21.3M	4	2	n/a	1	$21.3M
2014	Mar 30, 2015	$21.7M	$21.7M	4	2	n/a	1	$21.7M
2013	Mar 27, 2014	$51.7M	$51.7M	3	1	n/a	1	$51.7M
2012	Apr 1, 2013	$51.1M	$51.1M	3	2	n/a	1	$51.1M
2011	Mar 23, 2012	$40.2M	$40.2M	n/a	n/a	n/a	1	$40.2M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$398,201	$4.8M	-91.6%	$21.3M	-73.5%	4	4	0	0

Relationships

Affiliated with (2)

← COLDSTREAM WEALTH MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ COLDSTREAM WEALTH MANAGEMENTRegistered adviserother investment adviser, pooled vehicle sponsor, control, common control
factForm ADV

Advises (1)

→ GENESEE MASTER BALANCED FUND LTDPrivate fundHedge Fund, IA
Mar 23, 2012 to presentfactForm ADV

Controls (3)

← COLDSTREAM CAPITAL MANAGEMENT INCOwnerPARENT COMPANY| SOLE /MANAGING MEMBER, ownership code E, domestic entity
Mar 23, 2012 to presentfactForm ADV
← FITZWILSON, KEVIN, MICHAELOwnerMANAGING SHAREHOLDER, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← COLEMAN, HOWARD, A.OwnerMANAGING DIRECTOR, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Owns (1)

← YELLE, ERIKA, ENGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c92906f0-fe72-ac8d-1299-50f144a89d79
First observed: Mar 23, 2012
Last observed: Mar 28, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GENESEE INVESTMENTS

GENESEE INVESTMENTS LLC, CRD 122261

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c92906f0-fe72-ac8d-1299-50f144a89d79

Data as of Mar 28, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GENESEE MASTER BALANCED FUND LTD

Hedge Fund

$398,201

Mar 28, 2019

Mar 23, 2012

reported

021-127913

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLDSTREAM CAPITAL MANAGEMENT INC

PARENT COMPANY| SOLE /MANAGING MEMBER

yes

03/2011

Mar 23, 2012

Mar 28, 2019

COLEMAN, HOWARD, A.

MANAGING DIRECTOR

yes

01/2003

Mar 23, 2012

Mar 28, 2019

FITZWILSON, KEVIN, MICHAEL

MANAGING SHAREHOLDER

yes

10/1997

Mar 23, 2012

Mar 28, 2019

YELLE, ERIKA, ENG

CHIEF COMPLIANCE OFFICER

03/2011

Mar 23, 2012

Mar 28, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

COLDSTREAM CAPITAL MANAGEMENT INC

n/a

Independent wealth

$14B

yes

n/a

CHI LIFE INSURANCE

n/a

yes

n/a

COLDSTREAM SECURITIES, INC.

n/a

yes

n/a

FIT INSURANCE INC.

n/a

yes

n/a

RAINIER GROUP INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$398,201

2017

Mar 28, 2018

$4.8M

2016

Mar 29, 2017

$19.6M

n/a

$19.6M

2015

Mar 30, 2016

$21.3M

n/a

$21.3M

2014

Mar 30, 2015

$21.7M

n/a

$21.7M

2013

Mar 27, 2014

$51.7M

n/a

$51.7M

2012

Apr 1, 2013

$51.1M

n/a

$51.1M

2011

Mar 23, 2012

$40.2M

n/a

$40.2M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$398,201

$4.8M

-91.6%

$21.3M

-73.5%