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R••••• E• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

R••••• E• F•••••••

Advisor at I••••••••• A••••••• G••••

Lubbock, TX | LEXINGTON, MA

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Search this name across graphsid dfx:ria:c92bfd9e-03ea-8cff-6976-78261586bf01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 27, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 26, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• G••••	Independent wealth	Mar 10, 2021	n/a	yes	Lubbock, TX\|LEXINGTON, MA	Current employment
A••••• F•••••••• A•••••••• L••	Independent wealth	Apr 18, 2017	Mar 2, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• F•••••••• A•••••••• L••	I••••••••• A••••••• G••••	Mar 2, 2021	Mar 10, 2021	8	Firm change	RIA to RIA
P••• A••••• S••••••••• L••	A••••• F•••••••• A•••••••• L••	Nov 9, 2016

Relationships

Registered with (7)

→ I••••••••• A••••••• G••••Registered adviserregistration: current employment
Mar 10, 2021 to presentfactForm ADV
→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2017 to Mar 2, 2021factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 15, 2015 to Nov 9, 2016factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c92bfd9e-03ea-8cff-6976-78261586bf01
First observed: Jun 27, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.