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RIA / WealthAdvisor41 years in industry

MICHAEL GREGORY DICKERSON

Advisor at CAPITAL MARKETS IQ, LLC

New Orleans, LA | ARLINGTON, TX

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Search this name across graphsid dfx:ria:c93c34d5-37f2-3980-87cf-c7d1f08bc9aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 31, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL MARKETS IQ, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S63|S66
First exam: Apr 24, 1985
First registration: Jul 31, 2003
Dual registered: no
IAPD individual key: 67338

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL MARKETS IQ, LLC	Independent wealth	Jul 21, 2017	n/a	yes	ARLINGTON, TX\|New Orleans, LA	Current employment
CARLTON HALL ASSET MANAGEMENT, LLC	State registered	Aug 5, 2016	May 1, 2017	no	Durham, NC\|WINSTON SALEM, NC	Previous registration
MIDDLEBURY ASSET ADVISORS INC.	Former SEC adviser	Feb 15, 2012	Dec 31, 2016	no	DURHAM, NC\|WEYBRIDGE, VT	Previous registration
WELLINGTON SHIELDS & CO., LLC	Independent wealth	Mar 9, 2010	Feb 21, 2012	no	NEW YORK, NY	Previous registration
H. G. WELLINGTON & CO., INC.	n/a	Jul 31, 2003	Dec 31, 2010	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARLTON HALL ASSET MANAGEMENT, LLC	CAPITAL MARKETS IQ, LLC	May 1, 2017	Jul 21, 2017	81	Firm change	Other
MIDDLEBURY ASSET ADVISORS INC.	CARLTON HALL ASSET MANAGEMENT, LLC	Dec 31, 2016	Aug 5, 2016	-148	Firm change after gap	Other
WELLINGTON SHIELDS & CO., LLC	MIDDLEBURY ASSET ADVISORS INC.	Feb 21, 2012	Feb 15, 2012	-6	Firm change	Other
H. G. WELLINGTON & CO., INC.	WELLINGTON SHIELDS & CO., LLC	Dec 31, 2010	Mar 9, 2010	-297	Firm change after gap	Other

Relationships

Registered with (5)

→ CAPITAL MARKETS IQ, LLCRegistered adviserregistration: current employment
Jul 21, 2017 to presentfactForm ADV
→ CARLTON HALL ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 5, 2016 to May 1, 2017factForm ADV
→ MIDDLEBURY ASSET ADVISORS INC.Registered adviserregistration: previous registration
Feb 15, 2012 to Dec 31, 2016factForm ADV
→ WELLINGTON SHIELDS & CO., LLCRegistered adviserregistration: previous registration
Mar 9, 2010 to Feb 21, 2012factForm ADV
→ H. G. WELLINGTON & CO., INC.Registered adviserregistration: previous registration
Jul 31, 2003 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.