DFX Intelligence

S••••• L••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S••••• L••• T•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Columbus, OH

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Search this name across graphsid dfx:ria:c963c84a-06e3-a46f-1c90-bf4c12025071

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 25, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 13, 2025	n/a	yes	Columbus, OH	Current employment
W••••••••• W••••• M•••••••••	Independent wealth	Apr 30, 2021	Oct 7, 2025	no	W•••••••••, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• W••••• M•••••••••	A••••••••• F•••••••• S•••••••• L••	Oct 7, 2025	Oct 13, 2025	6	Firm change	RIA to ibd
B••••••• F• E•••••• • C••••••• I•••••••••	W••••••••• W••••• M•••••••••	May 4, 2021	Apr 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
146936:312951:OH:2021-05-04	May 4, 2021	Apr 30, 2021	COLUMBUS, OH	Firm change

Relationships

Registered with (5)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ W••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 30, 2021 to Oct 7, 2025factForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 23, 2012 to May 4, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c963c84a-06e3-a46f-1c90-bf4c12025071
First observed: Apr 25, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.