DFX Intelligence
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Reading the graph
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Advisor at A•• G••••
CHEVY CHASE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• G•••• | State registered | Oct 31, 2012 | n/a | yes | CHEVY CHASE, MD | Current employment |
| A•• A•••• M••••••••• S•••••••• I••• | Former SEC adviser | Feb 12, 2010 | Sep 7, 2012 | no | GAITHERSBURG, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•• A•••• M••••••••• S•••••••• I••• | A•• G•••• | Sep 7, 2012 | Oct 31, 2012 | 54 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | A•• A•••• M••••••••• S•••••••• I••• | Oct 1, 2009 | Feb 12, 2010 |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 21, 2007 | Oct 1, 2009 | no | FAIRFAX, VA|LAUREL, MD|CHANTILLY, VA|FAIRFAX, VA|FAIRFAX, VA|FAIRFAX, VA | Previous registration |
| F•••• H•••••• A•••••••• I•• | Former SEC adviser | Jun 20, 2007 | Dec 11, 2007 | no | VIENNA, VA|MCLEAN, VA|FAIRFAX, VA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Sep 9, 2004 | Jun 11, 2007 | no | VIENNA, VA|VIENNA, VA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 12, 2001 | Sep 24, 2004 | no | ROCKVILLE, MD | Previous registration |
| 134 |
| Firm change |
| Other |
| F•••• H•••••• A•••••••• I•• | S••••••• I••••••••• S•••••••• I••• | Dec 11, 2007 | Dec 21, 2007 | 10 | Firm change | Other |
| O•••• F•• I••• | F•••• H•••••• A•••••••• I•• | Jun 11, 2007 | Jun 20, 2007 | 9 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• F•• I••• | Sep 24, 2004 | Sep 9, 2004 | -15 | Firm change | Other |