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RIA / WealthAdvisor15 years in industry

NANCY KAREN NELSON

Advisor at TUCKER ASSET MANAGEMENT LLC

LITTLETON, CO | Bossier City, LA

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Search this name across graphsid dfx:ria:c9732e50-d01a-fafa-17da-14bef092e9ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TUCKER ASSET MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jan 31, 2012
First registration: Feb 1, 2011
Dual registered: no
Other names: NANCY KAREN METSALA
IAPD individual key: 5036257

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TUCKER ASSET MANAGEMENT LLC	Independent wealth	Dec 2, 2019	n/a	yes	Bossier City, LA\|LITTLETON, CO	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Dec 2, 2019	no	SHREVEPORT, LA\|BOSSIER CITY, LA\|SHREVEPORT, LA	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Aug 1, 2017	Nov 29, 2017	no	BOSSIER CITY, LA\|APPLETON, WI\|BOSSIER CITY, LA\|APPLETON, WI\|SHREVEPORT, LA	Previous registration
Spc	Bd affiliated wealth	May 6, 2013	Jul 31, 2017	no	BOSSIER CITY, LA\|ANN ARBOR, MI	Previous registration
ARGENT ADVISORS, INC.	Independent wealth	Feb 1, 2011	Oct 22, 2012	no	RUSTON, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	TUCKER ASSET MANAGEMENT LLC	Dec 2, 2019	Dec 2, 2019	0	Firm change	Ibd to RIA
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
Spc	INVESTMENT CENTERS OF AMERICA, INC.	Jul 31, 2017	Aug 1, 2017	1	Firm change	Other
ARGENT ADVISORS, INC.	Spc	Oct 22, 2012	May 6, 2013	196	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:174844:LA:2019-12-02	Dec 2, 2019	Dec 2, 2019	SHREVEPORT, LA	Firm change
110692:16443:MI:2017-07-31	Jul 31, 2017	Aug 1, 2017	ANN ARBOR, MI	Firm change

Relationships

Registered with (5)

→ TUCKER ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 2, 2019 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Dec 2, 2019factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Aug 1, 2017 to Nov 29, 2017factForm ADV
→ SPCRegistered adviserregistration: previous registration
May 6, 2013 to Jul 31, 2017factForm ADV
→ ARGENT ADVISORS, INC.Registered adviserregistration: previous registration
Feb 1, 2011 to Oct 22, 2012factForm ADV

Dated events

No dated event names this entity yet.