DFX Intelligence

T••••• C•••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

T••••• C•••••••• E•••••••

Advisor at T•• P•••••• F•••••••• G••••• I•••

NASHVILLE, TN | Brecksville, OH

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Search this name across graphsid dfx:ria:c973d3bd-6fe8-1900-f898-7563ebc40d99

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••• F•••••••• G••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••• F•••••••• G••••• I•••	Independent wealth	Dec 12, 2019	n/a	yes	NASHVILLE, TN\|Brecksville, OH	Current employment
C••••• C••••••• L••	Former SEC adviser	Sep 26, 2014	Mar 21, 2016	no	FRANKLIN, TN\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	T•• P•••••• F•••••••• G••••• I•••	Mar 21, 2016	Dec 12, 2019	1,361	Firm change after gap	Other
E••••• • F•••••••• S••••••••• I•••	C••••• C••••••• L••	Sep 1, 2014	Sep 26, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
120270:105203:CO:2016-03-21	Mar 21, 2016	Dec 12, 2019	DENVER, CO	Firm change after gap

Relationships

Registered with (3)

→ T•• P•••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Dec 12, 2019 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Sep 26, 2014 to Mar 21, 2016factForm ADV
→ E••••• • F•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 13, 2014 to Sep 1, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c973d3bd-6fe8-1900-f898-7563ebc40d99
First observed: Jun 13, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.