DFX Intelligence

S••• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S••• F•••••••• A•••••••• I•••

CRD 112256

TROY, MI

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Search this name across graphsid dfx:ria:c9789ab4-f76f-e586-e7d6-54bd066c9a97

Data as of Mar 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Mar 2, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $482M••• Locked
Discretionary RAUM: $463M
Private client RAUM: $460Mderived••• Locked
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $241Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• T••••• S•••••••	n/a	TROY, MI	16	34	n/a	no
G••••• R••••• D••••••	Chartered Financial Analyst	TROY, MI	6	37

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• G•••••• R•••••	EXECUTIVE VICE PRESIDENT	Na	yes	12/2019	Jan 8, 2020	Apr 4, 2024
S•••••••• R•••••• T•••••	CHIEF COMPLIANCE OFFICER/DIRECTOR/PRESIDENT/TREASURER/SHAREHOLDER	E	yes	02/2004	Mar 27, 2012	Apr 4, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$482M	$347M	38.9%	$260M	22.8%	2	2	0	0

Relationships

Registered with (2)

← G••••• R••••• D••••••Advisorregistration: current employment
Jan 8, 2020 to presentfactForm ADV
← R••••• T••••• S•••••••Advisorregistration: current employment
Jul 2, 2010 to presentfactForm ADV

Affiliated with (1)

← JERRMAR CAPITAL MANAGEMENT, INC.Registered adviserother investment adviser, common control
factForm ADV

Controls (2)

Dated events

Occurred
Mar 2, 2026
Regulatory AUM changed
S••• F•••••••• A•••••••• I••• reported RAUM $482.2M, up 39% from $347.3M (2025-02-13 to 2026-03-02)
Form ADVobserved 7 days ago
$135M
Occurred
Mar 11, 2021
Control person left
Ann Hammond Barbara Garrow (Executive Vice President) no longer on Schedule A of S••• F•••••••• A•••••••• I••• (listed 2020-06-17, absent 2021-03-11)
Form ADVobserved 7 days ago
Occurred
Jan 8, 2020
Regulatory AUM changed
S••• F•••••••• A•••••••• I••• reported RAUM $277.0M, up 122% from $125.0M (2019-03-07 to 2020-01-08)
Form ADVobserved 7 days ago
$152M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9789ab4-f76f-e586-e7d6-54bd066c9a97
First observed: Mar 27, 2012
Last observed: Mar 2, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.