DFX Intelligence

RIA Intelligence

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SEC-registered adviser

S••• F•••••••• A•••••••• I•••

Independent wealth managerTroy, MichiganCRD 112256SEC 801-17015website IAPD

Latest filing Mar 2, 2026

First filing on the tape Mar 27, 2012 · 21 filings

SEC status approved since Mar 9, 1982

RAUM

$482M

reported, Item 5.F

Discretionary

96%

of RAUM

Private clients

95%

$460M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$241M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

21 filings and snapshots on the tape

RAUM$482M as of Mar 2, 2026

Mar 27, 2012$111M then

HNW client RAUM$435M as of Mar 2, 2026

Feb 3, 2018$102M then

State-registered IARs (5.B.3)2 as of Mar 2, 2026

Mar 27, 20120 then

Employees (5.A)2 as of Mar 2, 2026

Mar 21, 20134 then

Private funds: no history

RAUM +39% over the last fiscal year+23% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 2, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $241MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 57derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.5MderivedHNW RAUM over HNW clients
Average account: $1.9MderivedRAUM over accounts (5.F.2.f)
Discretionary: 96%derivedof RAUM
Institutional: 4.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +39%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +3.7%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$435M90%
Individuals$24.4M5.1%
Charitable organizations$22.3M4.6%

Individual clients: 46reported
HNW clients: 67reported
Pension plan clients: 0reported
Charitable clients: 3reported
Accounts: 252reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
R••••• T••••• S•••••••	Troy, Mi	Jul 2, 2010	34 y	0
G••••• R••••• D••••••Chartered Financial Analyst	Troy, Mi	Jan 8, 2020	37 y	1

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

G••••• R••••• D•••••• from J•••••• C•••••• M••••••••• I•••
Jan 8, 2020 · RIA to RIA

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

D••••••• G•••••• R••••• · Executive Vice Presidentcontrol
since 12/2019 · owns less than 5%
S•••••••• R•••••• T••••• · Chief Compliance Officer/Director/President/Treasurer/Shareholdercontrol
since 02/2004 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Advisers that list S••• F•••••••• A•••••••• I••• as a related person

132150 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Troy, Mi · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 2, 2026
RAUM (Item 5.F) moved from $347,253,920 to $482,168,834 (+39.0%) between the annual amendments of 2025-02-13 and 2026-03-02; the peer median change was +15.0% (4548 comparable advisers, 92.0th percentile of changes)
peers: independent wealth managers, $100M to $500M (4,548) · 92% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 249 to 252
Feb 13, 2025 to Mar 2, 2026
Charity clients · 0 to 3
Feb 13, 2025 to Mar 2, 2026
HNW clients · 60 to 67
Feb 13, 2025 to Mar 2, 2026
Individual clients · 49 to 46
Feb 13, 2025 to Mar 2, 2026
Discretionary RAUM · $328M to $463M
Feb 13, 2025 to Mar 2, 2026
HNW RAUM · $329M to $435M
Feb 13, 2025 to Mar 2, 2026
Individual RAUM · $18.4M to $24.4M
Feb 13, 2025 to Mar 2, 2026
Non-discretionary RAUM · $19.2M to $19.0M
Feb 13, 2025 to Mar 2, 2026
RAUM · $347M to $482M
Feb 13, 2025 to Mar 2, 2026
Accounts · 221 to 249
Apr 4, 2024 to Feb 13, 2025
HNW clients · 154 to 60
Apr 4, 2024 to Feb 13, 2025
Individual clients · 67 to 49
Apr 4, 2024 to Feb 13, 2025
Financial planning clients · unset to
Apr 4, 2024 to Feb 13, 2025
Discretionary RAUM · $269M to $328M
Apr 4, 2024 to Feb 13, 2025
HNW RAUM · $270M to $329M
Apr 4, 2024 to Feb 13, 2025
Individual RAUM · $17.5M to $18.4M
Apr 4, 2024 to Feb 13, 2025
Non-discretionary RAUM · $18.1M to $19.2M
Apr 4, 2024 to Feb 13, 2025
RAUM · $287M to $347M
Apr 4, 2024 to Feb 13, 2025
Accounts · 228 to 221
Mar 21, 2023 to Mar 20, 2024
HNW clients · 135 to 154
Mar 21, 2023 to Mar 20, 2024
Individual clients · 93 to 67
Mar 21, 2023 to Mar 20, 2024
Discretionary RAUM · $242M to $269M
Mar 21, 2023 to Mar 20, 2024
HNW RAUM · $239M to $270M
Mar 21, 2023 to Mar 20, 2024
Individual RAUM · $20.7M to $17.5M
Mar 21, 2023 to Mar 20, 2024
Non-discretionary RAUM · $18.0M to $18.1M
Mar 21, 2023 to Mar 20, 2024
RAUM · $260M to $287M
Mar 21, 2023 to Mar 20, 2024
Accounts · 232 to 228
Mar 16, 2022 to Mar 1, 2023
Charity clients · 4 to 0
Mar 16, 2022 to Mar 1, 2023
Corporate clients · unset to 0.0
Mar 16, 2022 to Mar 1, 2023
HNW clients · 162 to 135
Mar 16, 2022 to Mar 1, 2023
Individual clients · 66 to 93
Mar 16, 2022 to Mar 1, 2023
Pension plan clients · unset to 0.0
Mar 16, 2022 to Mar 1, 2023
Pooled vehicle clients · unset to 0.0
Mar 16, 2022 to Mar 1, 2023
Discretionary RAUM · $294M to $242M
Mar 16, 2022 to Mar 1, 2023
HNW RAUM · $265M to $239M
Mar 16, 2022 to Mar 1, 2023
Individual RAUM · $17.3M to $20.7M
Mar 16, 2022 to Mar 1, 2023
Non-discretionary RAUM · $20.4M to $18.0M
Mar 16, 2022 to Mar 1, 2023
Pension RAUM · unset to 0.0
Mar 16, 2022 to Mar 1, 2023
Pooled vehicle RAUM · unset to 0.0
Mar 16, 2022 to Mar 1, 2023
RAUM · $315M to $260M
Mar 16, 2022 to Mar 1, 2023

Signals

4 dated events

S••• F•••••••• A•••••••• I••• reported RAUM $482.2M, up 39% from $347.3M (2025-02-13 to 2026-03-02)
Mar 2, 2026 · RAUM change · derived
Ann Hammond Barbara Garrow (Executive Vice President) no longer on Schedule A of S••• F•••••••• A•••••••• I••• (listed 2020-06-17, absent 2021-03-11)
Mar 11, 2021 · Control person left · inference
S••• F•••••••• A•••••••• I••• reported RAUM $277.0M, up 122% from $125.0M (2019-03-07 to 2020-01-08)
Jan 8, 2020 · RAUM change · derived
Roland Gerald Dehondt (Executive Vice President) appeared on Schedule A of S••• F•••••••• A•••••••• I•••
Jan 8, 2020 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: r••@s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 248-262-7960reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 248-538-9755reportedpublished by the firm, firm site, Sep 17, 2026
Business phone: 248-538-9760reportedpublished by the firm, firm site, Sep 17, 2026
Website: w••.s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 248-538-9755reportedpublic record, Form ADV, Mar 2, 2026
Contact form: s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Team page: s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $241Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026