DFX Intelligence

H•••• H••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

H•••• H••••• B•••••••••

Advisor at J••• M••••• S••••••••• L••

Pasadena, CA

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Search this name across graphsid dfx:ria:c98107b3-37d6-cd54-4c45-52c8d4954d3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Mar 3, 2023	n/a	yes	Pasadena, CA	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jul 9, 2019	Dec 21, 2022	no	Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	J••• M••••• S••••••••• L••	Dec 21, 2022	Mar 3, 2023	72	Firm change	Ibd to wirehouse
R•• S••••••••• I•••	D••••••• B••• S••••••••• I•••	Jun 3, 2019	Jul 9, 2019

Relationships

Registered with (3)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Mar 3, 2023 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2019 to Dec 21, 2022factForm ADV
→ R•• S••••••••• I•••Registered adviserregistration: previous registration
May 26, 2017 to Jun 3, 2019factForm ADV

Dated events

Occurred
Dec 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c98107b3-37d6-cd54-4c45-52c8d4954d3f
First observed: May 26, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.