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K•••• B••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K•••• B••• S•••••

Advisor at S••••• F••••••••

ZIONSVILLE, IN

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Search this name across graphsid dfx:ria:c983615f-1bca-58ba-c86e-64045029b704

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 7, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 20, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••	Independent wealth	Dec 17, 2025	n/a	yes	ZIONSVILLE, IN	Current employment
B•••• T•• W••••• M•••••••••	Former SEC adviser	Oct 4, 2022	Dec 31, 2025	no	Zionsville, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• T•• W••••• M•••••••••	S••••• F••••••••	Dec 31, 2025	Dec 17, 2025	-14	Firm change	RIA to new firm
H••••••••• F•••••••• A•••••••	B•••• T•• W••••• M•••••••••	Aug 31, 2022	Oct 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
285249:339197:IN:2025-12-31	Dec 31, 2025	Dec 17, 2025	ZIONSVILLE, IN	Firm change

Relationships

Registered with (3)

→ S••••• F••••••••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ B•••• T•• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 4, 2022 to Dec 31, 2025factForm ADV
→ H••••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 7, 2019 to Aug 31, 2022factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
K•••• B••• S••••• left B•••• T•• W••••• M••••••••• for S••••• F•••••••• (registered 2025-12-17)
Form ADVobserved 7 days ago
Occurred
Aug 31, 2022
Advisor changed firm
K•••• B••• S••••• left H••••••••• F•••••••• A••••••• for B•••• T•• W••••• M••••••••• (registered 2022-10-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c983615f-1bca-58ba-c86e-64045029b704
First observed: Jun 7, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.