DFX Intelligence

K•••••••• A•• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

K•••••••• A•• C•••

Advisor at B••••••• W••••• S••••••••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:c9879596-7e1e-fdfc-9d47-8458c559522e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 16, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••••• S••••••••	Independent wealth	Nov 16, 2020	n/a	yes	SAN ANTONIO, TX	Current employment
P•• M•••••• A•••••• S••••••••• I•••	Former SEC adviser	Oct 1, 2013	Dec 13, 2018	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|AUSTIN, TX\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• M•••••• A•••••• S••••••••• I•••	B••••••• W••••• S••••••••	Dec 13, 2018	Nov 16, 2020	704	Firm change after gap	Ibd to RIA
C•••• I••••••••• S••••••• C••••	P•• M•••••• A•••••• S••••••••• I•••	Dec 13, 2011	Oct 1, 2013

Relationships

Registered with (4)

→ B••••••• W••••• S••••••••Registered adviserregistration: current employment
Nov 16, 2020 to presentfactForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2013 to Dec 13, 2018factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
May 2, 2009 to Dec 13, 2011factForm ADV
→ W••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9879596-7e1e-fdfc-9d47-8458c559522e
First observed: Jan 30, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.