DFX Intelligence

J•••••••• S•••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst16 years in industry

J•••••••• S•••• S•••

Advisor at C•••• C•••• T•••• C••••••

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c995a788-0f21-9f93-75f6-ee3fd50fb0d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••• T•••• C••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 21, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••• T•••• C••••••	Mixed wealth	Nov 4, 2016	n/a	yes	BETHESDA, MD	Current employment
M•• S••••••••• I•••	n/a	Apr 16, 2012	Jul 27, 2016	no	WASHINGTON, DC\|BALTIMORE, MD\|BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• I•••	C•••• C•••• T•••• C••••••	Jul 27, 2016	Nov 4, 2016	100	Firm change	Other
W•••• F•••• A•••••••	M•• S••••••••• I•••	Nov 14, 2011	Apr 16, 2012

Relationships

Registered with (3)

→ C•••• C•••• T•••• C••••••Registered adviserregistration: current employment
Nov 4, 2016 to presentfactForm ADV
→ M•• S••••••••• I•••Registered adviserregistration: previous registration
Apr 16, 2012 to Jul 27, 2016factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 3, 2010 to Nov 14, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c995a788-0f21-9f93-75f6-ee3fd50fb0d7
First observed: Aug 3, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.