DFX Intelligence

G••••• R••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

G••••• R••••• M•••••

Advisor at F•••••••• O••••••••• L••

GREENVILLE, SC

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Search this name across graphsid dfx:ria:c9b65a09-9697-a58f-c899-8b80258d1cc5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• O••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• O••••••••• L••	State registered	Mar 25, 2025	n/a	yes	GREENVILLE, SC	Current employment
O•••••••• F•••••••• S••••••• L••	Independent wealth	Sep 23, 2022	Apr 21, 2023	no	Greenville, SC\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••••• F•••••••• S••••••• L••	F•••••••• O••••••••• L••	Apr 21, 2023	Mar 25, 2025	704	Firm change after gap	RIA to state RIA
W••••••• W••••• M••••••••• L••	O•••••••• F•••••••• S••••••• L••	Oct 5, 2022	Sep 23, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
300178:284549:SC:2022-10-05	Oct 5, 2022	Sep 23, 2022	GREENVILLE, SC	Firm change

Relationships

Registered with (3)

→ F•••••••• O••••••••• L••Registered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 23, 2022 to Apr 21, 2023factForm ADV
→ W••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 22, 2021 to Oct 5, 2022factForm ADV

Dated events

Occurred
Apr 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c9b65a09-9697-a58f-c899-8b80258d1cc5
First observed: Mar 22, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.