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Reading the graph
Advisor at MORGAN STANLEY
Austin, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Dec 1, 2011 | n/a | yes | Austin, TX | Current employment |
| MODERN CAPITAL SECURITIES INC. | n/a | Jun 16, 2009 | Dec 14, 2011 | no | RALEIGH, NC|PLEASANT VIEW, TN|AUSTIN, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 26, 2008 | Feb 12, 2009 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MODERN CAPITAL SECURITIES INC. | MORGAN STANLEY | Dec 14, 2011 | Dec 1, 2011 | -13 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MODERN CAPITAL SECURITIES INC. | Feb 12, 2009 | Jun 16, 2009 | 124 | Firm change | Other |