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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

SARAH LYNN KOTH

Advisor at ADVICE AND PLANNING SERVICES

AMES, IA | Polk City, IA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 5, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 21, 1998
First registration: Jan 5, 1999
Dual registered: yes, broker-dealer
Other names: SARAH L BROWN|SARAH LYNN BROWN
IAPD individual key: 3106716

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 10, 2024	n/a	yes	AMES, IA\|Polk City, IA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Apr 18, 2023	no	WEST DES MOINES, IA\|EL SEGUNDO, CA\|Polk City, IA\|Georgetown, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 14, 2011	Jun 9, 2021	no	WINDSOR, CT\|Windsor, CT\|Collegeville, PA	Previous registration
DIRECTED SERVICES LLC	Former SEC adviser	Sep 2, 2009	Sep 1, 2010	no	DES MOINES, IA\|DES MOINES, IA\|WEST CHESTER, PA\|DES MOINES, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Feb 7, 2003	Jun 25, 2004	no	OVERLAND PARK, KS	Previous registration
THE MASTERS, INC.	n/a	Oct 2, 2002	Feb 7, 2003	no	W DES MOINES, IA	Previous registration
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	State registered	Jan 5, 1999	Oct 4, 2002	no	DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	ADVICE AND PLANNING SERVICES	Apr 18, 2023	Sep 10, 2024	511	Firm change after gap	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd
DIRECTED SERVICES LLC	VOYA FINANCIAL ADVISORS, INC.	Sep 1, 2010	Feb 14, 2011	166	Firm change	Other
VSR ADVISORY SERVICES	DIRECTED SERVICES LLC	Jun 25, 2004	Sep 2, 2009	1,895	Firm change after gap	Other
THE MASTERS, INC.	VSR ADVISORY SERVICES	Feb 7, 2003	Feb 7, 2003	0	Bulk transfer	Other
SUCCESSFUL RESOURCE MANAGEMENT, LTD.	THE MASTERS, INC.	Oct 4, 2002	Oct 2, 2002	-2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:13572:PA:2021-06-09	Jun 9, 2021	Jun 9, 2021	COLLEGEVILLE, PA	Firm change

Relationships

Registered with (7)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Sep 10, 2024 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Apr 18, 2023factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 14, 2011 to Jun 9, 2021factForm ADV
→ DIRECTED SERVICES LLCRegistered adviserregistration: previous registration
Sep 2, 2009 to Sep 1, 2010factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 7, 2003 to Jun 25, 2004factForm ADV
→ THE MASTERS, INC.Registered adviserregistration: previous registration
Oct 2, 2002 to Feb 7, 2003factForm ADV
→ SUCCESSFUL RESOURCE MANAGEMENT, LTD.Registered adviserregistration: previous registration
Jan 5, 1999 to Oct 4, 2002factForm ADV

Dated events

Occurred
Apr 18, 2023
Advisor changed firm
Sarah Lynn Koth left Cetera Advisor Networks Llc for Advice And Planning Services (registered 2024-09-10)
Form ADVobserved 4 days ago